The famous account of the bodhisatta’s original impulse in
this lifetime to search for awakening—in which he had never
seen an old person, a sick person, a dead person, or a
wilderness mendicant until after becoming an adult—isn’t found
in the Pāli Canon. Instead, the Canon’s accounts are simpler
and psychologically much more realistic. It was not the case
that he hadn’t seen these things when he was a child. It was
just that their implications didn’t yet fully hit home. When
they did, he decided that a life spent in pursuit of happiness
in things that age, grow ill, and die was a life thrown to
waste. Not only that, the need to compete for happiness in
these things meant that he would have to engage in conflict and
do harm—all for things that would eventually have to slip
through his fingers. These were the realizations that inspired
him to look for a noble happiness: one that would last and also
be peaceful, in that it would require no harm or conflict in
finding and maintaining it. In his words, this was a search for
“what might be skillful.” He was searching not for his true
self or even for truth in the abstract, but rather for a path
of action that would yield a happiness meeting his high
standards.
“Monks, I lived in refinement, utmost refinement, total
refinement. My father even had lotus ponds made in our palace:
one where red-lotuses bloomed, one where white lotuses bloomed,
one where blue lotuses bloomed, all for my sake. I used no
sandalwood that was not from Vārāṇasī. My turban was from
Vārāṇasī, as were my tunic, my lower garments, & my outer cloak.
A white sunshade was held over me day & night to protect me from
cold, heat, dust, dirt, & dew.
“I had three palaces: one for the cold season, one for the hot
season, one for the rainy season. During the four months of the
rainy season, I was entertained in the rainy-season palace by
minstrels without a single man among them, and I did not once
come down from the palace. Whereas the servants, workers, &
retainers in other people’s homes are fed meals of lentil soup &
broken rice, in my father’s home the servants, workers, &
retainers were fed wheat, rice, and meat.
“Even though I was endowed with such fortune, such total
refinement, the thought occurred to me: ‘When an untaught,
run-of-the-mill person, himself subject to aging, not beyond
aging, sees another who is aged, he is horrified, humiliated, &
disgusted, oblivious to himself that he too is subject to aging,
not beyond aging. If I—who am subject to aging, not beyond
aging—were to be horrified, humiliated, & disgusted on seeing
another person who is aged, that would not be fitting for me.’ As
I noticed this, the (typical) young person’s intoxication with
youth entirely dropped away.
“Even though I was endowed with such fortune, such total
refinement, the thought occurred to me: ‘When an untaught,
run-of-the-mill person, himself subject to illness, not beyond
illness, sees another who is ill, he is horrified, humiliated, &
disgusted, oblivious to himself that he too is subject to
illness, not beyond illness. And if I—who am subject to illness,
not beyond illness—were to be horrified, humiliated, & disgusted
on seeing another person who is ill, that would not be fitting
for me.’ As I noticed this, the healthy person’s intoxication
with health entirely dropped away.
“Even though I was endowed with such fortune, such total
refinement, the thought occurred to me: ‘When an untaught,
run-of-the-mill person, himself subject to death, not beyond
death, sees another who is dead, he is horrified, humiliated, &
disgusted, oblivious to himself that he too is subject to death,
not beyond death. And if I—who am subject to death, not beyond
death—were to be horrified, humiliated, & disgusted on seeing
another person who is dead, that would not be fitting for me.’ As
I noticed this, the living person’s intoxication with life
entirely dropped away.”
When embraced,
the rod of violence
breeds danger & fear:
Look at people quarreling.
I will tell of how
I experienced
terror:
Seeing people floundering
like fish in small puddles,
competing with one another—
as I saw this,
fear came into me.
The world was entirely
without substance.
All the directions
were knocked out of line.
Wanting a haven for myself,
I saw nothing that wasn’t laid claim to.
Seeing nothing in the end
but competition,
I felt discontent.
And then I saw
an arrow here,
so very hard to see,
embedded in the heart.
Overcome by this arrow
you run in all directions.
But simply on pulling it out
you don’t run,
you don’t sink.
“I, too, monks, before my self-awakening, when I was still
just an unawakened bodhisatta, being subject myself to birth,
sought [happiness in] what was likewise subject to birth. Being
subject myself to aging… illness… death… sorrow… defilement, I
sought what was likewise subject to aging… illness… death…
sorrow… defilement. The thought occurred to me, ‘Why do I, being
subject myself to birth, seek what is likewise subject to birth?
Being subject myself to aging… illness… death… sorrow…
defilement, why do I seek what is likewise subject to aging…
illness… death… sorrow… defilement? What if I, being subject
myself to birth, seeing the drawbacks of birth, were to seek the
unborn, unexcelled rest from the yoke: unbinding? What if I,
being subject myself to aging… illness… death… sorrow…
defilement, seeing the drawbacks of aging… illness… death…
sorrow… defilement, were to seek the aging-less, illness-less,
deathless, sorrow-less, unexcelled rest from the yoke:
unbinding?’”
One of the longest accounts of the bodhisatta’s quest for
awakening is contained in MN 36. This passage—interspersed with
passages from other parts of the Canon—provides the main
framework for the following presentation. It’s an example of
how the Buddha’s autobiographical narratives were sometimes
sparked by a particular event—in this case, Saccaka
Aggivessana’s insinuation that perhaps the bodhisatta’s ability
to keep his mind from being invaded by pleasure and pain was
due to the fact that he never experienced pleasures or pains
that were especially intense. This remark provided the occasion
for the Buddha to enumerate the extreme pleasures and pains he
experienced in the course of his search for awakening but that,
despite their intensity, did not invade his mind. Thus the
frequent refrain through the following pages: “But the
painful/pleasant feeling that arose in this way did not invade
my mind or remain.”
The Blessed One said, “And how is one undeveloped in body and
undeveloped in mind? There is the case where a pleasant feeling
arises in an uneducated run-of-the-mill person. On being touched
by the pleasant feeling, he becomes impassioned with pleasure and
is reduced to being impassioned with pleasure. His pleasant
feeling ceases. With the cessation of the pleasant feeling there
arises a painful feeling. On being touched with the painful
feeling, he sorrows, grieves, & laments, beats his breast,
becomes distraught. When that pleasant feeling had arisen in him,
it invaded his mind and remained because of his lack of
development of the body. When that painful feeling had arisen in
him, it invaded his mind and remained because of his lack of
development of the mind. This is how one is undeveloped in body
and undeveloped in mind.
“And how is one developed in body and developed in mind? There
is the case where a pleasant feeling arises in a well educated
disciple of the noble ones. On being touched by the pleasant
feeling, he doesn’t become impassioned with pleasure and is not
reduced to being impassioned with pleasure. His pleasant feeling
ceases. With the cessation of the pleasant feeling there arises a
painful feeling. On being touched with the painful feeling, he
doesn’t sorrow, grieve, or lament, beat his breast or become
distraught. When that pleasant feeling had arisen in him, it
didn’t invade his mind and remain because of his development of
the body. When that painful feeling had arisen in him, it didn’t
invade his mind and remain because of his development of the
mind. This is how one is developed in body and developed in
mind.”
[Saccaka Aggivessana:] “I have confidence in Master Gotama
that Master Gotama is developed in body and developed in
mind.”
“Well, Aggivessana, you are certainly being rude and
presumptuously speaking your words, but nevertheless I will
respond to you. Ever since I shaved my hair & beard, put on the
ochre robe, and went forth from home into homelessness, it has
not been possible for a pleasant feeling that has arisen to
invade my mind and remain or for a painful feeling that has
arisen to invade my mind and remain.”
“But perhaps there has never arisen in Master Gotama the sort
of pleasant feeling that, having arisen, would invade the mind
and remain. Perhaps there has never arisen in Master Gotama the
sort of painful feeling that, having arisen, would invade the
mind and remain.”
“Why wouldn’t it have, Aggivessana? Before my self-awakening,
when I was still just an unawakened bodhisatta, the thought
occurred to me: ‘Home life is confining, a dusty path. Life gone
forth is the open air. It isn’t easy, living in a home, to live
the holy life totally perfect, totally pure, a polished shell.
What if I, having shaved off my hair & beard and putting on the
ochre robe, were to go forth from home into homelessness?’
“So, at a later time, while still young, a black-haired young
man endowed with the blessings of youth in the first stage of
life—and while my parents, unwilling, were crying with tears
streaming down their faces—I shaved off my hair & beard, put on
the ochre robe, and went forth from home into homelessness.”
As we will see in Chapter 6, when
the bodhisatta left home, he left not only his parents but also
a wife and young son. For some reason, they are not mentioned
in the Canon’s accounts of events prior to his awakening. Later
versions of the story, however, gave them a major role in
showing how heart-rending a choice it was for the bodhisatta to
go forth.
After leaving his home in Kapilavatthu, in the northwest, he
made his way to the far south of the lands of the Ariyans:
Rājagaha, the capital city of the kingdom of Magadha. He
probably would have taken the road along the Gandak River,
passing through Kusinārā, then the territories of the Mallans,
Vajjis, and Licchavis, to the River Ganges, the northern
frontier of Magadhan territory. It was on this same road, going
in the opposite direction, that his final journey was to take
place many years later.
I will celebrate the Going-forth,
how he, the One with Eyes, went forth,
how he reasoned and chose the Going-forth.
“Household life is confining,
a realm of dust,
while going forth
is the open air.”
Seeing this, he went forth.
On going forth,
he avoided evil deeds in body.
Abandoning verbal misconduct,
he purified his livelihood.
Then he, the Buddha, went to Rājagaha,
the mountain fortress of the Magadhans,
and wandered for alms,
teeming with the foremost marks.
King Bimbisāra, standing in his palace, saw him
and, on seeing him, consummate in marks,
said this:
“Look at this one, sirs.
How handsome, stately, pure!
How consummate his demeanor!
Mindful, his eyes downcast,
looking only a plow-length before him,
he’s not from a lowly lineage, this.
Have the royal messengers hurry
to see where this monk will go.”
They—the messengers dispatched—
followed behind him.
“Where will this monk go?
Where will his dwelling place be?”
As he went from house to house—
well restrained, his sense-doors guarded,
mindful, alert—
his bowl filled quickly.
Then he, the sage, completing his almsround,
left the city, headed for Mount Paṇḍava.
“That’s where his dwelling will be.”
Seeing him go to his dwelling place,
three messengers sat down,
while one returned to tell the king.
“That monk, your majesty,
on the flank of Paṇḍava,
sits like a tiger, a bull,
a lion in a mountain cleft.”
Hearing the messenger’s words,
the noble-warrior king
straightaway set out by royal coach,
for Mount Paṇḍava.
Going as far as the coach would go,
the noble-warrior king
got down from the coach,
went up on foot
and on arrival sat down.
Sitting there,
he exchanged courteous greetings,
and after giving friendly greetings,
said this:
“Young you are, and youthful,
in the first stage of youth,
consummate in stature & coloring
like a noble-warrior by birth.
You would look glorious
in the vanguard of an army,
arrayed with an elephant squadron.
I offer you wealth : Enjoy it.
I ask your birth : Inform me.”
“Straight ahead, your majesty,
by the foothills of the Himalayas,
is a country consummate
in energy & wealth,
inhabited by Kosalans:
Solar by clan,
Sakyans by birth.
From that lineage I have gone forth,
but not in hope of sensuality.
Seeing the danger in sensuality
—and renunciation as rest—
I go to strive.
That’s where my heart delights.”
A recurrent theme in the Buddha’s accounts of his search for
awakening was his experimental approach. He would try a course
of action and then evaluate the results. If they didn’t meet up
with his standards, he would look for the cause in his own
actions and ask himself what he might do differently. Coming up
with a possible solution, he would then experiment with that.
It was through this process of trial and error, carefully
observed, that he eventually arrived at trial and success. He
began his experiments under the direction of two teachers, but
then—dissatisfied with the results—started to experiment on his
own.
“Having thus gone forth in search of what might be skillful,
seeking the unexcelled state of sublime peace, I went to Āḷāra
Kālāma and, on arrival, said to him: ‘Friend Kālāma, I want to
practice in this Dhamma & discipline.’
“When this was said, Aggivessana, he replied to me, ‘You may
stay here, my friend. This Dhamma is such that a wise person can
soon enter and remain in his own teacher’s knowledge, having
realized it for himself through direct knowledge.’
“It wasn’t long before I quickly learned the doctrine. As far
as mere lip-reciting & repetition, I could speak the words of
knowledge, the words of the elders, and I could affirm that I
knew and saw—I, along with others.
“I thought: ‘It isn’t through mere conviction alone that Āḷāra
Kālāma declares, “I have entered and remain in this Dhamma,
having realized it for myself through direct knowledge.”
Certainly he dwells knowing and seeing this Dhamma.’ So I went to
him and said, ‘To what extent do you declare that you have
entered and remain in this Dhamma?’ When this was said, he
declared the dimension of nothingness.
“I thought: ‘Not only does Āḷāra Kālāma have conviction,
persistence, mindfulness, concentration, & discernment. I, too,
have conviction, persistence, mindfulness, concentration, &
discernment. What if I were to endeavor to realize for myself the
Dhamma that Āḷāra Kālāma declares he has entered and remains in,
having realized it for himself through direct knowledge.’ So it
wasn’t long before I quickly entered and remained in that Dhamma,
having realized it for myself through direct knowledge. I went to
him and said, ‘Friend Kālāma, is this the extent to which you
have entered and remain in this Dhamma, having realized it for
yourself through direct knowledge?’
“‘Yes, my friend.…’
“‘This, friend, is the extent to which I, too, have entered
and remain in this Dhamma, having realized it for myself through
direct knowledge.’
“‘It’s a gain for us, my friend, a great gain for us, that we
have such a companion in the holy life. So the Dhamma I declare I
have entered and remain in, having realized it for myself through
direct knowledge, is the Dhamma you declare you have entered and
remain in, having realized it for yourself through direct
knowledge. And the Dhamma you declare you have entered and remain
in, having realized it for yourself through direct knowledge, is
the Dhamma I declare I have entered and remain in, having
realized it for myself through direct knowledge. The Dhamma I
know is the Dhamma you know; the Dhamma you know is the Dhamma I
know. As I am, so are you; as you are, so am I. Come friend, let
us now lead this community together.’
“In this way did Āḷāra Kālāma, my teacher, place me, his
pupil, on the same level with himself and pay me great honor. But
the thought occurred to me, ‘This Dhamma leads not to
disenchantment, to dispassion, to cessation, to stilling, to
direct knowledge, to awakening, nor to unbinding, but only to
reappearance in the dimension of nothingness.’ So, dissatisfied
with that Dhamma, I left.
“In search of what might be skillful, seeking the unexcelled
state of sublime peace, I went to Uddaka Rāmaputta
[literally, son of Rāma] and, on arrival, said to him:
‘Friend Uddaka, I want to practice in this Dhamma &
discipline.’
“When this was said, he replied to me, ‘You may stay here, my
friend. This Dhamma is such that a wise person can soon enter and
remain in his own teacher’s knowledge, having realized it for
himself through direct knowledge.’
“It wasn’t long before I quickly learned the doctrine. As far
as mere lip-reciting & repetition, I could speak the words of
knowledge, the words of the elders, and I could affirm that I
knew & saw—I, along with others.
“I thought: ‘It wasn’t through mere conviction alone that Rāma
declared, “I have entered and remain in this Dhamma, having
realized it for myself through direct knowledge.” Certainly he
dwelled knowing and seeing this Dhamma.’ So I went to Uddaka and
said, ‘To what extent did Rāma declare that he had entered and
remained in this Dhamma?’ When this was said, Uddaka declared the
dimension of neither perception nor non-perception.
“I thought: ‘Not only did Rāma have conviction, persistence,
mindfulness, concentration, & discernment. I, too, have
conviction, persistence, mindfulness, concentration, &
discernment. What if I were to endeavor to realize for myself the
Dhamma that Rāma declared he entered and remained in, having
realized it for himself through direct knowledge.’ So it wasn’t
long before I quickly entered and remained in that Dhamma, having
realized it for myself through direct knowledge. I went to Uddaka
and said, ‘Friend Uddaka, is this the extent to which Rāma
entered and remained in this Dhamma, having realized it for
himself through direct knowledge?’
“‘Yes, my friend.…’
“‘This, friend, is the extent to which I, too, have entered
and remain in this Dhamma, having realized it for myself through
direct knowledge.’
“‘It’s a gain for us, my friend, a great gain for us, that we
have such a companion in the holy life. So the Dhamma Rāma
declared he entered and remained in, having realized it for
himself through direct knowledge, is the Dhamma you declare you
have entered and remained in, having realized it for yourself
through direct knowledge. And the Dhamma you declare you have
entered and remain in, having realized it for yourself through
direct knowledge, is the Dhamma Rāma declared he entered and
remained in, having realized it for himself through direct
knowledge. The Dhamma he knew is the Dhamma you know; the Dhamma
you know is the Dhamma he knew. As he was, so are you; as you
are, so was he. Come friend, lead this community.’
“In this way did Uddaka Rāmaputta, my companion in the holy
life, place me in the position of teacher and pay me great honor.
But the thought occurred to me, ‘This Dhamma leads not to
disenchantment, to dispassion, to cessation, to stilling, to
direct knowledge, to awakening, nor to unbinding, but only to
reappearance in the dimension of neither perception nor
non-perception.’ So, dissatisfied with that Dhamma, I left.”
“Monks, Uddaka Rāmaputta himself made this
statement: ‘This one [myself] is surely an attainer of wisdom.
This one is surely a conqueror of all. This one surely has
uprooted the un-uprooted boil-root.’2
“But Uddaka Rāmaputta, not being an attainer of wisdom, said,
‘I am an attainer of wisdom,’ not being a conqueror of all, said,
‘I am a conqueror of all,’ not having uprooted the boil-root,
said, ‘My boil-root is uprooted.’
“Here, a monk, speaking rightly would say, ‘This one [myself]
is surely an attainer of wisdom. This one is surely a conqueror
of all. This one surely has uprooted the unuprooted
boil-root.’
“And how is one an attainer of wisdom? When a monk discerns,
as they have come to be, the origination, passing away, allure,
drawback, & escape from the six spheres of contact: In that way a
monk is an attainer of wisdom.
“And how is a monk a conqueror of all? When a monk, having
known, as they have come to be, the origination, passing away,
allure, drawback, & escape from the six spheres of contact, is
released through non-clinging: In that way a monk is a conqueror
of all.
“And how is a monk’s unuprooted boil-root uprooted? ‘Boil,’ is
a designation for this body, composed of the four primary
elements, born from mother & father, nourished with rice &
porridge, subject to inconstancy, rubbing, pressing, dissolution,
& dispersion. ‘Boil-root,’ is a designation for craving. When a
monk’s craving has been abandoned, its root destroyed, made like
a palmyra stump—deprived of the conditions of development, not
destined for future arising: In that way a monk’s unuprooted
boil-root is uprooted.”
Here it’s worth pausing to pose the question of how Āḷāra
Kālāma and Uddaka Rāmaputta taught the bodhisatta to reach the
dimensions of nothingness and neither perception nor
non-perception. In the Canon’s standard descriptions of how
these dimensions are attained, they follow on the four
jhānas. But if these two
teachers taught the four jhānas as preliminary steps to those
dimensions, it raises the question: Why, when the bodhisatta
was later looking for a new way to approach the deathless, did
he have to cast all the way back to his childhood for a memory
of the first jhāna? Couldn’t he have simply referred to his
experience under them? And why couldn’t he simply have used the
states he learned under his teachers as a basis for liberating
insight? After all, several suttas, such as AN 9:36 and MN 52, list the dimensions of nothingness
and neither perception nor non-perception as possible bases for
liberating insight.
One possible answer is that Āḷāra and Uddaka taught
alternative routes to those dimensions, rather than through the
four jhānas. And the Canon itself lists a few such
alternatives, which the bodhisatta may have learned from his
two teachers. MN 106 is especially instructive on this
question, listing three possible methods for attaining the
dimension of nothingness, and a method for attaining the
dimension of neither perception nor non-perception.’
Among the three ways to attain the dimension of nothingness,
the first describes the standard route, detailing the lessons
that can be learned by approaching that dimension through the
practice of the four jhānas and two imperturbable states: the
dimension of the infinitude of space and the dimension of the
infinitude of consciousness. These lessons—about sensuality,
form, and perception—are precisely the lessons that are useful
in developing insight into how the mind shapes its experience
through the processes of the three types of fabrication
(intentional action): bodily, verbal, and mental.3 That is why a
person who has followed this path to the dimension of
nothingness would be primed to use a contemplation of that
attainment to gain liberating insight. The remaining two
methods, however—and this is true also of the method given here
for attaining the dimension of neither perception nor
non-perception—do not provide these lessons, which is why a
person who reaches these attainments through these alternative
methods would not be primed in that way.
“Then again, the disciple of the noble ones considers this:
‘Sensuality here & now; sensuality in lives to come; sensual
perceptions here & now; sensual perceptions in lives to come;
forms here & now; forms in lives to come; form-perceptions here &
now; form-perceptions in lives to come; perceptions of the
imperturbable: All are perceptions. Where they cease without
remainder: That is peaceful, that is exquisite, i.e., the
dimension of nothingness.’ Practicing and frequently abiding in
this way, his mind acquires confidence in that dimension. There
being full confidence, he either attains the dimension of
nothingness now or else is committed to discernment. With the
breakup of the body, after death, it’s possible that this
leading-on consciousness of his will go to the dimension of
nothingness. This is declared to be the first practice conducive
to the dimension of nothingness.
“Then again, the disciple of the noble ones, having gone into
the wilderness, to the root of a tree, or into an empty dwelling,
considers this: ‘This is empty of self or of anything pertaining
to self.’ Practicing and frequently abiding in this way, his mind
acquires confidence in that dimension. There being full
confidence, he either attains the dimension of nothingness now or
else is committed to discernment. With the breakup of the body,
after death, it’s possible that this leading-on consciousness of
his will go to the dimension of nothingness. This is declared to
be the second practice conducive to the dimension of
nothingness.
“Then again, the disciple of the noble ones considers this: ‘I
am not anyone’s anything anywhere; nor is anything of mine in
anyone anywhere.’ Practicing and frequently abiding in this way,
his mind acquires confidence in that dimension. There being full
confidence, he either attains the dimension of nothingness now or
else is committed to discernment. With the breakup of the body,
after death, it’s possible that this leading-on consciousness of
his will go to the dimension of nothingness. This is declared to
be the third practice conducive to the dimension of
nothingness.…
“There is the case, Ānanda, where a monk, having practiced in
this way—(thinking) ‘It should not be, it should not occur to me;
it will not be, it will not occur to me. What is, what has come
to be, that I abandon’—obtains equanimity. He relishes that
equanimity, welcomes it, remains fastened to it. As he relishes
that equanimity, welcomes it, remains fastened to it, his
consciousness is dependent on it, is sustained by it [clings to
it]. With clinging/sustenance, Ānanda, a monk is not totally
unbound.”
“Being sustained, lord, where is that monk sustained?”
“The dimension of neither perception nor non-perception.”
To resume the story of the bodhisatta’s search:
“So, Aggivessana, in search of what might be skillful, seeking
the unexcelled state of sublime peace, I wandered by stages in
the Magadhan country and came to the military town of Uruvelā.
There I saw some delightful countryside, with an inspiring forest
grove, a clear-flowing river with fine, delightful banks, &
villages for alms-going on all sides. The thought occurred to me:
‘How delightful is this countryside, with its inspiring forest
grove, clear-flowing river with fine, delightful banks, &
villages for alms-going on all sides. This is just right for the
exertion of a clansman intent on exertion.’ So I sat down right
there, thinking, ‘This is just right for exertion.’”
“Monks, I have known two qualities through
experience: discontent with regard to skillful
qualities4
& unrelenting exertion. Relentlessly I exerted
myself, (thinking,) ‘Gladly would I let the flesh & blood in my
body dry up, leaving just the skin, tendons, & bones, but if I
have not attained what can be reached through human firmness,
human persistence, human striving, there will be no relaxing my
persistence.’ From this heedfulness of mine was attained
awakening. From this heedfulness of mine was attained the
unexcelled freedom from bondage.”
“Yes, brahman… before my self-awakening,
when I was still just an unawakened bodhisatta, the thought
occurred to me as well: ‘It’s not easy to maintain seclusion, not
easy to enjoy being alone. The forests plunder, as it were, the
mind of a monk who has not attained concentration.’
“The thought occurred to me: ‘When contemplatives or brahmans
who are unpurified in their bodily activities resort to isolated
forest or wilderness dwellings, it’s the fault of their
unpurified bodily activities that they give rise to unskillful
fear & terror. But it’s not the case that I am unpurified in my
bodily activities when I resort to isolated forest or wilderness
dwellings. I am purified in my bodily activities. I am one of
those noble ones who are purified in their bodily activities when
they resort to isolated forest or wilderness dwellings.’ Seeing
in myself this purity of bodily activities, I felt even more
undaunted about staying in the wilderness.
“The thought occurred to me: ‘When contemplatives or brahmans
who are unpurified in their verbal activities… unpurified in
their mental activities… unpurified in their livelihood resort to
isolated forest or wilderness dwellings, it’s the fault of their
unpurified livelihood that they give rise to unskillful fear &
terror. But it’s not the case that I am unpurified in my
livelihood when I resort to isolated forest or wilderness
dwellings. I am purified in my livelihood. I am one of those
noble ones who are purified in their livelihood when they resort
to isolated forest or wilderness dwellings.’ Seeing in myself
this purity of livelihood, I felt even more undaunted about
staying in the wilderness.
“The thought occurred to me: ‘When contemplatives or brahmans
who are covetous & fiercely passionate for sensual pleasures… I
am not covetous.…’
“…‘When contemplatives or brahmans who have minds of ill will,
with destructive attitudes… I have a mind of goodwill…’…
“…‘When contemplatives or brahmans who are overcome by sloth &
drowsiness… I am devoid of sloth & drowsiness…’…
“…‘When contemplatives or brahmans who are restless & with an
unstill mind… I have a still mind…’…
“…‘When contemplatives or brahmans who are uncertain &
doubting… I have gone beyond uncertainty…’…
“…‘When contemplatives or brahmans who are given to praising
themselves & disparaging others… I do not praise myself or
disparage others…’…
“…‘When contemplatives or brahmans who tend toward panic &
dread… I have gone beyond horripilation…’…
“…‘When contemplatives or brahmans who are desirous of gains,
offerings, & fame… I have few wants…’…
“…‘When contemplatives or brahmans who are lazy & lacking in
persistence… My persistence is aroused…’…
“…‘When contemplatives or brahmans who are muddled in their
mindfulness & unalert… I have mindfulness established…’…
“…‘When contemplatives or brahmans who are unconcentrated,
with straying minds… I am consummate in concentration…’…
“The thought occurred to me: ‘When contemplatives or brahmans
who are drooling idiots, resort to isolated forest or wilderness
dwellings, it’s the fault of their drooling idiocy that they give
rise to unskillful fear & terror. But it’s not the case that I am
a drooling idiot, when I resort to isolated forest or wilderness
dwellings. I am consummate in discernment. I am one of those
noble ones who are consummate in discernment when they resort to
isolated forest or wilderness dwellings.’ Seeing in myself this
consummate discernment, I felt even more undaunted about staying
in the wilderness.
“The thought occurred to me: ‘What if—on recognized,
designated nights such as the eighth, fourteenth, & fifteenth of
the lunar fortnight—I were to stay in the sort of places that are
awe-inspiring and make your hair stand on end, such as
park-shrines, forest-shrines, & tree-shrines? Perhaps I would get
to see that fear & terror.’ So at a later time—on recognized,
designated nights such as the eighth, fourteenth, & fifteenth of
the lunar fortnight—I stayed in the sort of places that are
awe-inspiring and make your hair stand on end, such as
park-shrines, forest-shrines, & tree-shrines. And while I was
staying there, a wild animal would come, or a bird would make a
twig fall, or wind would rustle the fallen leaves. The thought
would occur to me: ‘Is this that fear & terror coming?’
“Then the thought occurred to me: ‘Why do I just keep waiting
for fear? What if I were to subdue fear & terror in whatever
state they come?’ So when fear & terror came while I was walking
back & forth, I would not stand or sit or lie down. I would keep
walking back & forth until I had subdued that fear & terror. When
fear & terror came while I was standing, I would not walk or sit
or lie down. I would keep standing until I had subdued that fear
& terror. When fear & terror came while I was sitting, I would
not lie down or stand up or walk. I would keep sitting until I
had subdued that fear & terror. When fear & terror came while I
was lying down, I would not sit up or stand or walk. I would keep
lying down until I had subdued that fear & terror.”
“Then, Aggivessana, these three
similes—spontaneous, never before heard—appeared to me. Suppose
there were a wet, sappy piece of timber lying in the water, and a
man were to come along with an upper fire-stick, thinking, ‘I’ll
light a fire. I’ll produce heat.’ Now what do you think? Would he
be able to light a fire and produce heat by rubbing the upper
fire-stick in the wet, sappy timber lying in the water?”
“No, Master Gotama. Why is that? Because the timber is wet &
sappy, and besides it is lying in the water. Eventually the man
would reap only his share of weariness & disappointment.”
“So it is with any contemplative or brahman who does not live
secluded from sensuality in body & mind, and whose desire,
infatuation, urge, thirst, & fever for sensuality is not
relinquished and stilled within him: Whether or not he feels
painful, racking, piercing feelings (due to his striving for
awakening), he is incapable of knowledge, vision, & unexcelled
self-awakening. This was the first simile—spontaneous, never
before heard—that appeared to me.
“Then a second simile—spontaneous, never before heard—appeared
to me. Suppose there were a wet, sappy piece of timber lying on
land far from water, and a man were to come along with an upper
fire-stick, thinking, ‘I’ll light a fire. I’ll produce heat.’ Now
what do you think? Would he be able to light a fire and produce
heat by rubbing the upper fire-stick in the wet, sappy timber
lying on land far from water?”
“No, Master Gotama. Why is that? Because the timber is wet &
sappy, even though it is lying on land far from water. Eventually
the man would reap only his share of weariness &
disappointment.”
“So it is with any contemplative or brahman who lives secluded
from sensuality in body only, but whose desire, infatuation,
urge, thirst, & fever for sensuality is not relinquished and
stilled within him: Whether or not he feels painful, racking,
piercing feelings (due to his striving), he is incapable of
knowledge, vision, & unexcelled self-awakening. This was the
second simile—spontaneous, never before heard—that appeared to
me.
“Then a third simile—spontaneous, never before heard—appeared
to me. Suppose there were a dry, sapless piece of timber lying on
land far from water, and a man were to come along with an upper
fire-stick, thinking, ‘I’ll light a fire. I’ll produce heat.’ Now
what do you think? Would he be able to light a fire and produce
heat by rubbing the upper fire-stick in the dry, sapless timber
lying on land?”
“Yes, Master Gotama. Why is that? Because the timber is dry &
sapless, and besides it is lying on land far from water.”
“So it is with any contemplative or brahman who lives secluded
from sensuality in body & mind, and whose desire, infatuation,
urge, thirst, & fever for sensuality is relinquished and stilled
within him: Whether or not he feels painful, racking, piercing
feelings due to his striving, he is capable of knowledge, vision,
& unexcelled self-awakening. This was the third
simile—spontaneous, never before heard—that appeared to me.
“I thought: ‘What if I, clenching my teeth and pressing my
tongue against the roof of my mouth, were to beat down,
constrain, & crush my mind with my awareness?’ So, clenching my
teeth and pressing my tongue against the roof of my mouth, I beat
down, constrained, & crushed my mind with my awareness. Just as a
strong man, seizing a weaker man by the head or the throat or the
shoulders, would beat him down, constrain, & crush him, in the
same way, I beat down, constrained, & crushed my mind with my
awareness. As I did so, sweat poured from my armpits. And
although tireless persistence was aroused in me, and unmuddled
mindfulness established, my body was aroused & uncalm because of
the painful exertion, being harassed by the exertion. But the painful feeling that arose in this
way did not invade my mind or remain.
“I thought: ‘What if I were to become absorbed in the jhāna of
non-breathing?’ So I stopped the in-breaths & out-breaths in my
nose & mouth. As I did so, there was a loud roaring of winds
coming out my earholes, just like the loud roar of winds coming
out of a smith’s bellows.… So I stopped the in-breaths &
out-breaths in my nose & mouth & ears. As I did so, extreme
forces sliced through my head, just as if a strong man were
slicing my head open with a sharp sword.… Extreme pains arose in
my head, just as if a strong man were tightening a turban made of
tough leather straps around my head.… Extreme forces carved up my
stomach cavity, just as if a butcher or his apprentice were to
carve up the stomach cavity of an ox.… There was an extreme
burning in my body, just as if two strong men, grabbing a weaker
man by the arms, were to roast & broil him over a pit of hot
embers. And although tireless persistence was aroused in me, and
unmuddled mindfulness established, my body was aroused & uncalm
because of the painful exertion, being harassed by the exertion. But the painful feeling that
arose in this way did not invade my mind or remain.
“Devas, on seeing me, said, ‘Gotama the contemplative is
dead.’ Other devas said, ‘He isn’t dead, he’s dying.’ Others
said, ‘He’s neither dead nor dying, he’s an arahant, for
this is the way arahants live.’
“I thought: ‘What if I were to practice going altogether
without food?’ Then devas came to me and said, ‘Please, dear sir,
don’t practice going altogether without food. If you go
altogether without food, we’ll infuse divine nourishment in
through your pores, and you will survive on that.’ I thought, ‘If
I were to claim to be completely fasting while these devas are
infusing divine nourishment in through my pores, I would be
lying.’ So I dismissed them, saying, ‘Enough.’
“I thought: ‘What if I were to take only a little food at a
time, only a handful at a time of bean soup, lentil soup, vetch
soup, or pea soup?’ So I took only a little food at a time, only
a handful at a time of bean soup, lentil soup, vetch soup, or pea
soup. My body became extremely emaciated. Simply from my eating
so little, my limbs became like the jointed segments of vine
stems or bamboo stems.… My backside became like a camel’s hoof.…
My spine stood out like a string of beads.… My ribs jutted out
like the jutting rafters of an old, run-down barn.… The gleam of
my eyes appeared to be sunk deep in my eye sockets, like the
gleam of water deep in a well.… My scalp shriveled & withered
like a green bitter gourd, shriveled & withered in the heat & the
wind.… The skin of my belly became so stuck to my spine that when
I thought of touching my belly, I grabbed hold of my spine as
well; and when I thought of touching my spine, I grabbed hold of
the skin of my belly as well… If I urinated or defecated, I fell
over on my face right there.… Simply from my eating so little, if
I tried to ease my body by rubbing my limbs with my hands, the
hair—rotted at its roots—fell from my body as I rubbed, simply
from eating so little.
“People on seeing me would say, ‘Gotama the contemplative is
black.’ Other people would say, ‘Gotama the contemplative isn’t
black, he’s brown.’ Others would say, ‘Gotama the contemplative
is neither black nor brown, he’s golden-skinned.’ So much had the
clear, bright color of my skin deteriorated, simply from eating
so little.
“I thought: ‘Whatever contemplatives or brahmans in the past
have felt painful, racking, piercing feelings (due to their
striving), this is the utmost. None have been greater than this.
Whatever contemplatives or brahmans in the future will feel
painful, racking, piercing feelings due to their striving, this
is the utmost. None will be greater than this. Whatever
contemplatives or brahmans in the present are feeling painful,
racking, piercing feelings due to their striving, this is the
utmost. None is greater than this. But with this racking practice
of austerities I haven’t attained any superior human state, any
distinction in knowledge or vision worthy of the noble ones.
Could there be another path to awakening?’
“I thought: ‘I recall once, when my father the Sakyan was
working, and I was sitting in the cool shade of a rose-apple
tree, then—quite secluded from sensuality, secluded from
unskillful qualities—I entered and remained in the first jhāna:
rapture & pleasure born of seclusion, accompanied by directed
thought & evaluation. Could that be the path to awakening?’ Then
there was the consciousness following on that memory: ‘That is
the path to awakening.’ I thought: ‘So why am I afraid of that
pleasure that has nothing to do with sensuality, nothing to do
with unskillful qualities?’ I thought: ‘I am no longer afraid of
that pleasure that has nothing to do with sensuality, nothing to
do with unskillful qualities, but that pleasure is not easy to
achieve with a body so extremely emaciated. What if I were to
take some solid food: some rice & porridge?’ So I took some solid
food: some rice & porridge.
“Now five monks had been attending to me, thinking, ‘If
Gotama, our contemplative, achieves some higher state, he will
tell us.’ But when they saw me taking some solid food—some rice &
porridge—they were disgusted and left me, thinking, ‘Gotama the
contemplative is living luxuriously. He has abandoned his
exertion and is backsliding into abundance.’”
“When the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, five great
dreams appeared to him. Which five?
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, this great earth was his great
bed. The Himalayas, king of mountains, was his pillow. His left
hand rested in the eastern sea, his right hand in the western
sea, and both feet in the southern sea. When the Tathāgata—worthy
& rightly self-awakened—was still just an unawakened bodhisatta,
this was the first great dream that appeared to him.
“Furthermore, when the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, a woody
vine growing out of his navel stood reaching to the sky. When the
Tathāgata—worthy & rightly self-awakened—was still just an
unawakened bodhisatta, this was the second great dream that
appeared to him.
“Furthermore, when the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, white
worms with black heads crawling up from his feet covered him as
far as his knees. When the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, this was
the third great dream that appeared to him.
“Furthermore, when the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, four birds
of different color coming from the four directions fell at his
feet and turned entirely white. When the Tathāgata—worthy &
rightly self-awakened—was still just an unawakened bodhisatta,
this was the fourth great dream that appeared to him.
“Furthermore, when the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, he walked
back & forth on top of a giant mountain of excrement but was not
soiled by the excrement. When the Tathāgata—worthy & rightly
self-awakened—was still just an unawakened bodhisatta, this was
the fifth great dream that appeared to him.
“Now, when the Tathāgata—worthy & rightly self-awakened—was
still just an unawakened bodhisatta, and this great earth was his
great bed, the Himalayas, king of mountains, was his pillow, his
left hand rested in the eastern sea, his right hand in the
western sea, and both feet in the southern sea: This first great
dream appeared to let him know that he would awaken to the
unexcelled right self-awakening.
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, and a woody vine growing out of
his navel stood reaching to the sky: This second great dream
appeared to let him know that when he had awakened to the noble
eightfold path, he would proclaim it well as far as there are
devas & human beings.
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, and white worms with black heads
crawling up from his feet covered him as far as his knees: This
third great dream appeared to let him know that many
white-clothed householders would go for lifelong refuge to the
Tathāgata.
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, and four different-colored birds
coming from the four directions fell at his feet and turned
entirely white: This fourth great dream appeared to let him know
that people from the four castes—brahmans, noble warriors,
merchants, and laborers—having gone forth from home into
homelessness in the Dhamma & Vinaya taught by the Tathāgata,
would realize unexcelled release.
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, and he walked back & forth on top
of a giant mountain of excrement but was not soiled by the
excrement: This fifth great dream appeared to let him know that
the Tathāgata would receive gifts of robes, almsfood, lodgings, &
medicinal requisites to cure the sick, but he would use them
unattached to them, uninfatuated, guiltless, seeing the drawbacks
[of attachment to them], and discerning the escape from them.
“When the Tathāgata—worthy & rightly self-awakened—was still
just an unawakened bodhisatta, these five great dreams appeared
to him.”
The Buddha related the events just prior to his awakening
several times in the discourses, choosing to include different
details in the different accounts, apparently in response to
the audience and the situation. In the following account, he
emphasizes the role of right resolve in leading to
concentration. In other passages, he emphasizes his mastery of
concentration, and in still others, the questioning that led to
discernment.
The Blessed One said, “Monks, before my self-awakening, when I
was still just an unawakened bodhisatta, the thought occurred to
me: ‘Why don’t I keep dividing my thinking into two sorts?’ So I
made thinking imbued with sensuality, thinking imbued with ill
will, & thinking imbued with harmfulness one sort, and thinking
imbued with renunciation, thinking imbued with non-ill will, &
thinking imbued with harmlessness another sort.
“And as I remained thus heedful, ardent, & resolute, thinking
imbued with sensuality arose in me. I discerned that ‘Thinking
imbued with sensuality has arisen in me; and that leads to my own
affliction or to the affliction of others or to the affliction of
both. It obstructs discernment, promotes vexation, & does not
lead to unbinding.’
“As I noticed that it leads to my own affliction, it subsided.
As I noticed that it leads to the affliction of others… to the
affliction of both… it obstructs discernment, promotes vexation,
& does not lead to unbinding, it subsided. Whenever thinking
imbued with sensuality had arisen, I simply abandoned it,
destroyed it, dispelled it, wiped it out of existence.
“And as I remained thus heedful, ardent, & resolute, thinking
imbued with ill will… thinking imbued with harmfulness arose in
me. I discerned that ‘Thinking imbued with harmfulness has arisen
in me; and that leads to my own affliction or to the affliction
of others or to the affliction of both. It obstructs discernment,
promotes vexation, & does not lead to unbinding.’
“As I noticed that it leads to my own affliction, it subsided.
As I noticed that it leads to the affliction of others… to the
affliction of both… it obstructs discernment, promotes vexation,
& does not lead to unbinding, it subsided. Whenever thinking
imbued with harmfulness had arisen, I simply abandoned it,
destroyed it, dispelled it, wiped it out of existence.
“Whatever a monk keeps pursuing with his thinking & pondering,
that becomes the inclination of his awareness. If a monk keeps
pursuing thinking imbued with sensuality, abandoning thinking
imbued with renunciation, his mind is bent by that thinking
imbued with sensuality. If a monk keeps pursuing thinking imbued
with ill will, abandoning thinking imbued with non-ill will, his
mind is bent by that thinking imbued with ill will. If a monk
keeps pursuing thinking imbued with harmfulness, abandoning
thinking imbued with harmlessness, his mind is bent by that
thinking imbued with harmfulness.
“Just as in the last month of the Rains, in the autumn season
when the crops are ripening, a cowherd would look after his cows:
He would tap & poke & check & curb them with a stick on this side
& that. Why is that? Because he foresees flogging or imprisonment
or a fine or public censure arising from that [if he let his cows
wander into the crops]. In the same way, I foresaw in unskillful
qualities drawbacks, degradation, & defilement, and I foresaw in
skillful qualities rewards related to renunciation & promoting
cleansing.
“And as I remained thus heedful, ardent, & resolute, thinking
imbued with renunciation arose in me. I discerned that ‘Thinking
imbued with renunciation has arisen in me; and that leads neither
to my own affliction, nor to the affliction of others, nor to the
affliction of both. It fosters discernment, promotes lack of
vexation, & leads to unbinding. If I were to think & ponder in
line with that even for a night… even for a day… even for a day &
night, I do not envision any danger that would come from it,
except that thinking & pondering a long time would tire the body.
When the body is tired, the mind is disturbed, and a disturbed
mind is far from concentration.’ So I steadied my mind right
within, settled, unified, & concentrated it. Why is that? So that
my mind would not be disturbed.
“And as I remained thus heedful, ardent, & resolute, thinking
imbued with non-ill will… thinking imbued with harmlessness arose
in me. I discerned that ‘Thinking imbued with harmlessness has
arisen in me; and that leads neither to my own affliction, nor to
the affliction of others, nor to the affliction of both. It
fosters discernment, promotes lack of vexation, & leads to
unbinding. If I were to think & ponder in line with that even for
a night… even for a day… even for a day & night, I do not
envision any danger that would come from it, except that thinking
& pondering a long time would tire the body. When the body is
tired, the mind is disturbed, and a disturbed mind is far from
concentration.’ So I steadied my mind right within, settled,
unified, & concentrated it. Why is that? So that my mind would
not be disturbed.
“Whatever a monk keeps pursuing with his thinking & pondering,
that becomes the inclination of his awareness. If a monk keeps
pursuing thinking imbued with renunciation, abandoning thinking
imbued with sensuality, his mind is bent by that thinking imbued
with renunciation. If a monk keeps pursuing thinking imbued with
non-ill will, abandoning thinking imbued with ill will, his mind
is bent by that thinking imbued with non-ill will. If a monk
keeps pursuing thinking imbued with harmlessness, abandoning
thinking imbued with harmfulness, his mind is bent by that
thinking imbued with harmlessness.
“Just as in the last month of the hot season, when all the
crops have been gathered into the village, a cowherd would look
after his cows: While resting under the shade of a tree or out in
the open, he simply keeps himself mindful of ‘those cows.’ In the
same way, I simply kept myself mindful of ‘those mental
qualities.’
“Unflagging persistence was aroused in me, and unmuddled
mindfulness established. My body was calm & unaroused, my mind
concentrated & gathered into one. Quite secluded from sensuality,
secluded from unskillful qualities, I entered and remained in the
first jhāna: rapture & pleasure born of seclusion, accompanied by
directed thought & evaluation. With the stilling of directed
thoughts & evaluations, I entered and remained in the second
jhāna: rapture & pleasure born of concentration, unification of
awareness free from directed thought & evaluation—internal
assurance. With the fading of rapture I remained in equanimity,
mindful & alert, and sensed pleasure with the body. I entered and
remained in the third jhāna, of which the noble ones declare,
‘Equanimous & mindful, he has a pleasant abiding.’ With the
abandoning of pleasure & pain—as with the earlier disappearance
of elation & distress—I entered and remained in the fourth jhāna:
purity of equanimity & mindfulness, neither pleasure nor pain.”
What was the theme the bodhisatta focused on to bring the
mind into the jhānas? The following passage indicates that he
was focused on the breath.
“Monks, concentration through mindfulness of in-&-out
breathing, when developed & pursued, is of great fruit, great
benefit. And how is concentration through mindfulness of
in-&-out breathing developed & pursued so as to be of great
fruit, great benefit?
“There is the case where a monk, having gone to the
wilderness, to the shade of a tree, or to an empty building, sits
down folding his legs crosswise, holding his body erect, and
establishing mindfulness to the fore.8
Always mindful, he breathes in;
mindful, he breathes out.
“[1] Breathing in long, he discerns, ‘I am breathing in long’;
or breathing out long, he discerns, ‘I am breathing out long.’
[2] Or breathing in short, he discerns, ‘I am breathing in
short’; or breathing out short, he discerns, ‘I am breathing out
short.’ [3] He trains himself, ‘I will breathe in sensitive to
the entire body.’9
He trains himself, ‘I will breathe out sensitive to
the entire body.’ [4] He trains himself, ‘I will breathe in
calming bodily fabrication.’10
He trains himself, ‘I will
breathe out calming bodily fabrication.’
“[5] He trains himself, ‘I will breathe in sensitive to
rapture.’ He trains himself, ‘I will breathe out sensitive to
rapture.’ [6] He trains himself, ‘I will breathe in sensitive to
pleasure.’ He trains himself, ‘I will breathe out sensitive to
pleasure.’ [7] He trains himself, ‘I will breathe in sensitive to
mental fabrication.’11
He trains himself, ‘I will
breathe out sensitive to mental fabrication.’ [8] He trains
himself, ‘I will breathe in calming mental fabrication.’ He
trains himself, ‘I will breathe out calming mental
fabrication.’
“[9] He trains himself, ‘I will breathe in sensitive to the
mind.’ He trains himself, ‘I will breathe out sensitive to the
mind.’ [10] He trains himself, ‘I will breathe in gladdening the
mind.’ He trains himself, ‘I will breathe out gladdening the
mind.’ [11] He trains himself, ‘I will breathe in steadying the
mind.’ He trains himself, ‘I will breathe out steadying the mind.
[12] He trains himself, ‘I will breathe in releasing the mind.’
He trains himself, ‘I will breathe out releasing the
mind.’12
“[13] He trains himself, ‘I will breathe in focusing on
inconstancy.’ He trains himself, ‘I will breathe out focusing on
inconstancy.’ [14] He trains himself, ‘I will breathe in focusing
on dispassion [lit: fading].’ He trains himself, ‘I will breathe
out focusing on dispassion.’ [15] He trains himself, ‘I will
breathe in focusing on cessation.’ He trains himself, ‘I will
breathe out focusing on cessation.’ [16] He trains himself, ‘I
will breathe in focusing on relinquishment.’ He trains himself,
‘I will breathe out focusing on relinquishment.’
“This is how concentration through mindfulness of in-&-out
breathing is developed & pursued so as to be of great fruit,
great benefit.
“I myself, monks, before my awakening, when I was still an
unawakened bodhisatta, often dwelt in this (meditative) dwelling.
While I was dwelling in this (meditative) dwelling, neither my
body nor my eyes were fatigued, and the mind—through lack of
clinging/sustenance—was released from effluents
[āsava].
“Thus, monks, if a monk should wish, ‘May neither my body nor
my eyes be fatigued, and may my mind—through lack of
clinging/sustenance—be released from effluents,’ then he should
attend closely to this very same concentration through
mindfulness of in-&-out breathing.”
The jhāna attained through focusing on the breath provided
the bodhisatta not only with a way to rest the mind from its
harmless thoughts, but also with an alternative pleasure to
sensuality that helped make him resistant to temptation by
sensual thoughts.
“I myself, before my self-awakening, when I was still just an
unawakened bodhisatta, saw as it had come to be with right
discernment that sensuality is of much stress, much despair, &
greater drawbacks, but as long as I had not attained a rapture &
pleasure apart from sensuality, apart from unskillful qualities,
or something more peaceful than that, I did not claim that I
could not be tempted by sensuality. But when I saw as it had come
to be with right discernment that sensuality is of much stress,
much despair, & greater drawbacks, and I had attained a rapture &
pleasure apart from sensuality, apart from unskillful qualities,
or something more peaceful than that, that was when I claimed
that I could not be tempted by sensuality.”
“So when I had taken solid food and
regained strength, then—quite secluded from sensuality, secluded
from unskillful qualities, I entered and remained in the first
jhāna: rapture & pleasure born of seclusion, accompanied by
directed thought & evaluation. But the pleasant feeling that
arose in this way did not invade my mind or remain. With the
stilling of directed thoughts & evaluations, I entered and
remained in the second jhāna.… I entered and remained in the
third jhāna.… With the abandoning of pleasure & pain—as with the
earlier disappearance of elation & distress—I entered and
remained in the fourth jhāna: purity of equanimity & mindfulness,
neither pleasure nor pain. But the pleasant feeling that arose in
this way did not invade my mind or remain.
“When the mind was thus concentrated, purified, bright,
unblemished, rid of defilement, pliant, malleable, steady, &
attained to imperturbability, I directed it to the knowledge of
recollecting my past lives. I recollected my manifold past lives,
i.e., one birth, two… five, ten… fifty, a hundred, a thousand, a
hundred thousand, many eons of cosmic contraction, many eons of
cosmic expansion, many eons of cosmic contraction & expansion:
‘There I had such a name, belonged to such a clan, had such an
appearance. Such was my food, such my experience of pleasure &
pain, such the end of my life. Passing away from that state, I
re-arose there. There, too, I had such a name, belonged to such a
clan, had such an appearance. Such was my food, such my
experience of pleasure & pain, such the end of my life. Passing
away from that state, I re-arose here.’ Thus I recollected my
manifold past lives in their modes & details.
“This was the first knowledge I attained in the first watch of
the night. Ignorance was destroyed; knowledge arose; darkness was
destroyed; light arose—as happens in one who is heedful, ardent,
& resolute. But the pleasant feeling that arose in this way did
not invade my mind or remain.
“When the mind was thus concentrated, purified, bright,
unblemished, rid of defilement, pliant, malleable, steady, &
attained to imperturbability, I directed it to the knowledge of
the passing away & reappearance of beings. I saw—by means of the
divine eye, purified & surpassing the human—beings passing away &
re-appearing, and I discerned how they are inferior & superior,
beautiful & ugly, fortunate & unfortunate in accordance with
their kamma: ‘These beings—who were endowed with bad conduct of
body, speech, & mind, who reviled the noble ones, held wrong
views and undertook actions under the influence of wrong
views—with the breakup of the body, after death, have re-appeared
in a plane of deprivation, a bad destination, a lower realm,
hell. But these beings—who were endowed with good conduct of
body, speech & mind, who did not revile the noble ones, who held
right views and undertook actions under the influence of right
views—with the breakup of the body, after death, have re-appeared
in a good destination, a heavenly world.’ Thus—by means of the
divine eye, purified & surpassing the human—I saw beings passing
away & re-appearing, and I discerned how they are inferior &
superior, beautiful & ugly, fortunate & unfortunate in accordance
with their kamma.
“This was the second knowledge I attained in the second watch
of the night. Ignorance was destroyed; knowledge arose; darkness
was destroyed; light arose—as happens in one who is heedful,
ardent, & resolute. But the pleasant feeling that arose in this
way did not invade my mind or remain.
“When the mind was thus concentrated, purified, bright,
unblemished, rid of defilement, pliant, malleable, steady, &
attained to imperturbability, I directed it to the knowledge of
the ending of effluents. I directly knew, as it had come to be, that
‘This is stress’ … ‘This is the origination of stress’ …
‘This is the cessation of stress’ … ‘This is the way leading to
the cessation of stress’ … ‘These are effluents’ … ‘This is the
origination of effluents’ … ‘This is the cessation of effluents’
… ‘This is the way leading to the cessation of effluents.’
My heart, thus knowing, thus seeing, was released from the
effluent of sensuality, released from the effluent of becoming,
released from the effluent of ignorance. With release, there was
the knowledge, ‘Released.’ I directly knew that ‘Birth is ended, the
holy life fulfilled, the task done. There is nothing further for
this world.’
“This was the third knowledge I attained in the third watch of
the night. Ignorance was destroyed; knowledge arose; darkness was
destroyed; light arose—as happens in one who is heedful, ardent,
& resolute. But the pleasant feeling that arose in this way did
not invade my mind or remain.”
The first four truths to which the Buddha awakened in this
third knowledge—the truths of stress, its origination, its
cessation, and the way leading to its cessation—became the
central teaching in the Dhamma he taught. He called these
truths “noble,” although he never explained why. Perhaps it was
because they gave guidance to the noble search. What he did say
was that they were the distinctive teaching of all Buddhas. As
Ven. Sāriputta, one of his chief disciples later stated
(MN 28), all skillful qualities are contained
within these four noble truths, just as all the footprints of
animals with feet can be contained in the footprint of an
elephant.
As MN 36 shows, the Buddha’s awakening
required that he develop both concentration and discernment.
The following two passages go into more detail on his mastery
of concentration.
“Even I myself, Anuruddha, before my self-awakening, when I
was still just an unawakened bodhisatta, perceived both light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared. The thought occurred to me: ‘What is
the cause, what is the reason, why the light and the vision of
forms have disappeared?’ Then the thought occurred to me: ‘Doubt
has arisen in me, and on account of the doubt my concentration
fell away. With the falling away of concentration, the light and
the vision of forms have disappeared. I will act in a way such
that doubt doesn’t arise in me again.’
“So—staying heedful, ardent, & resolute—I perceived light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared.… Then the thought occurred to me:
‘Inattention has arisen in me…’… ‘Sloth-&-drowsiness has
arisen in me…’… ‘Panic has arisen in me, and on account of the
panic my concentration fell away. With the falling away of
concentration, the light and the vision of forms have
disappeared.’ Suppose, Anuruddha, that a man was traveling along
a road, and murderers appeared on both sides. He would, for that
reason, feel panic. In the same way, panic arose in me, and on
account of the panic my concentration fell away. With the falling
away of concentration, the light and the vision of forms
disappeared. (I thought:) ‘I will act in a way such that doubt,
inattention, sloth-&-drowsiness, and panic don’t arise in me
again.’
“So—staying heedful, ardent, & resolute—I perceived light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared.… Then the thought occurred to me:
‘Exhilaration has arisen in me, and on account of the
exhilaration my concentration fell away. With the falling away of
concentration, the light and the vision of forms have
disappeared.’ Suppose, Anuruddha, that a man searching for
portals to hidden treasure suddenly came across five portals to
hidden treasure. He would, for that reason, feel exhilaration. In
the same way, exhilaration arose in me.… (I thought:) ‘I will act
in a way such that doubt, inattention, sloth-&-drowsiness,
panic, and exhilaration don’t arise in me again.’
“So—staying heedful, ardent, & resolute—I perceived light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared. The thought occurred to me: ‘What is
the cause, what is the reason, why the light and the vision of
forms have disappeared?’ Then the thought occurred to me:
‘Malaise has arisen in me…’… ‘Excess persistence has arisen in
me, and on account of the excess persistence my concentration
fell away. With the falling away of concentration, the light and
the vision of forms have disappeared.’ Suppose, Anuruddha, that a
man was grasping a baby quail tightly with both hands. It would
die right there. In the same way, excess persistence arose in
me.… (I thought:) ‘I will act in a way such that doubt,
inattention, sloth-&-drowsiness, panic, exhilaration, malaise, and excess
persistence don’t arise in me again.’
“So—staying heedful, ardent, & resolute—I perceived light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared. The thought occurred to me: ‘What is
the cause, what is the reason, why the light and the vision of
forms have disappeared?’ Then the thought occurred to me: ‘Slack
persistence has arisen in me, and on account of the slack
persistence my concentration fell away. With the falling away of
concentration, the light and vision of forms have disappeared.’
Suppose, Anuruddha, that a man was holding a baby quail loosely.
It would fly out of his hand. In the same way, slack persistence
arose in me, and on account of the slack persistence my
concentration fell away. With the falling away of concentration,
the light and the vision of forms disappeared. (I thought:) ‘I
will act in a way such that doubt, inattention,
sloth-&-drowsiness, panic, exhilaration, malaise, excess persistence, and
slack persistence do not arise in me again.’
“So—staying heedful, ardent, & resolute—I perceived light and
a vision of forms. But not long afterward, the light and the
vision of forms disappeared. The thought occurred to me: ‘What is
the cause, what is the reason, why the light and the vision of
forms have disappeared?’ Then the thought occurred to me: ‘A
perception of multiplicity has arisen in me…’… ‘Excess absorption
in forms has arisen in me, and on account of the excess
absorption in forms my concentration fell away. With the falling
away of concentration, the light and the vision of forms have
disappeared. I will act in a way such that doubt, inattention,
sloth-&-drowsiness, panic, exhilaration, malaise, excess persistence, slack
persistence, a perception of diversity, and excessive absorption
in forms don’t arise in me again.’
“So, understanding that ‘doubt is a defilement of the mind,’ I
abandoned the doubt defilement of the mind. Understanding that
‘inattention is a defilement of the mind,’…
‘sloth-&-drowsiness is a defilement of the mind,’… ‘panic is
a defilement of the mind,’… ‘exhilaration is a defilement of the mind,’… ‘malaise is a defilement of the
mind,’… ‘excess persistence is a defilement of the mind,’… ‘slack
persistence is a defilement of the mind,’… ‘a perception of
diversity is a defilement of the mind,’… ‘excessive absorption in
forms is a defilement of the mind,’ I abandoned the
excessive-absorption-in-forms defilement of the mind.
“So—staying heedful, ardent, & resolute—I perceived light but
I did not see forms, or I saw forms but did not perceive light
for an entire night, for an entire day, and for an entire day and
night. The thought occurred to me: ‘What is the cause, what is
the reason, why I perceive light but I do not see forms, or I see
forms but do not perceive light for an entire night, for an
entire day, and for an entire day and night?’ The thought
occurred to me, ‘At the time when, not attending to the theme of
forms, I attend to the theme of light, that is the time when I
perceive light but do not see forms. But at the time when, not
attending to the theme of light, I attend to the theme of forms,
that is the time when I see forms but do not perceive light for
an entire night, for an entire day, and for an entire day and
night.
“So—staying heedful, ardent, & resolute—I perceived limited
light and limited forms, and immeasurable light and immeasurable
forms for an entire night, for an entire day, and for an entire
day and night. The thought occurred to me: ‘What is the cause,
what is the reason, why I perceive limited light and limited
forms, and immeasurable light and immeasurable forms for an
entire night, for an entire day, and for an entire day and
night?’ The thought occurred to me, ‘At the time when my
concentration is limited, my (inner) eye is limited. With a
limited eye, I perceive limited light and see limited forms. But
at the time when my concentration is immeasurable, my (inner) eye
is immeasurable. With an immeasurable eye, I perceive
immeasurable light and see immeasurable forms for an entire
night, for an entire day, and for an entire day and night.
“When, having understood that ‘doubt is a defilement of the
mind’ and having abandoned doubt, having understood that
‘inattention… sloth-&-drowsiness… panic… exhilaration… malaise… excess
persistence… slack persistence… a perception of diversity…
excessive absorption in forms is a defilement of the mind,’ and
having abandoned excessive absorption in forms, the thought
occurred to me, ‘Those defilements of the mind are abandoned in
me. What if I were to develop concentration in three ways?’
“So, Anuruddha, I developed concentration with directed
thought & evaluation. I developed concentration without directed
thought but with a modicum of evaluation. I developed
concentration without directed thought or evaluation. I developed
concentration with rapture. I developed concentration without
rapture. I developed concentration with enjoyment. I developed
concentration with equanimity.13 When, in me, concentration
with directed thought & evaluation was developed, concentration
without directed thought but with a modicum of evaluation was
developed, concentration without directed thought or evaluation
was developed, concentration with rapture was developed,
concentration without rapture was developed, concentration with
enjoyment was developed, and concentration with equanimity was
developed, knowledge & vision arose in me: ‘Unprovoked is my
release. This is the last birth. There is now no
further-becoming.’”
As the following account shows, the Buddha attained more
than three knowledges based on concentration in the course of
his awakening. We don’t know why he reported only the three in
his more famous accounts. Perhaps he omitted the other
knowledges because they didn’t provide him with any insights
helpful for the purpose of developing right view.
“Monks, before my self-awakening, when I was still just an
unawakened bodhisatta, I developed & cultivated five things.
Which five? I developed the base of power endowed with
concentration founded on desire & the fabrications of exertion. I
developed the base of power endowed with concentration founded on
persistence & the fabrications of exertion. I developed the base
of power endowed with concentration founded on intent & the
fabrications of exertion. I developed the base of power endowed
with concentration founded on discrimination & the fabrications
of exertion. And great energy was the fifth. Having developed &
cultivated these things with great energy as the fifth, then
whichever of the higher knowledges I turned my mind to know and
realize, I could witness them for myself whenever there was an
opening.
“If I wished, I wielded manifold supranormal powers. Having
been one I became many; having been many I became one. I
appeared. I vanished. I went unimpeded through walls, ramparts, &
mountains as if through space. I dove in and out of the earth as
if it were water. I walked on water without sinking as if it were
dry land. Sitting cross-legged I flew through the air like a
winged bird. With my hand I touched and stroked even the sun &
moon, so mighty & powerful. I exercised influence with my body
even as far as the Brahmā worlds. I could witness this for myself
whenever there was an opening.
“If I wished, I heard—by means of the divine ear-element,
purified and surpassing the human—both kinds of sounds: divine &
human, whether near or far. I could witness this for myself
whenever there was an opening.
“If I wished, I knew the awareness of other beings, other
individuals, having encompassed it with my own awareness. I
discerned a mind with passion as ‘a mind with passion’ and a mind
without passion as ‘a mind without passion.’ I discerned a mind
with aversion as ‘a mind with aversion’ and a mind without
aversion as ‘a mind without aversion.’ I discerned a mind with
delusion as ‘a mind with delusion’ and a mind without delusion as
‘a mind without delusion.’ I discerned a restricted mind as ‘a
restricted mind’ and a scattered mind as ‘a scattered mind.’ I
discerned an enlarged mind14
as ‘an enlarged mind’ and an
unenlarged mind as ‘an unenlarged mind.’ I discerned a surpassed
mind [one that is not at the most excellent level] as ‘a
surpassed mind’ and an unsurpassed mind as ‘an unsurpassed mind.’
I discerned a concentrated mind as ‘a concentrated mind’ and an
unconcentrated mind as ‘an unconcentrated mind.’ I discerned a
released mind as ‘a released mind’ and an unreleased mind as ‘an
unreleased mind.’ I could witness this for myself whenever there
was an opening.
“If I wished, I recollected my manifold past lives.…
“If I wished, I saw—by means of the divine eye, purified and
surpassing the human—beings passing away and re-appearing.…
“If I wished, then through the ending of effluents, I entered
and remained in the effluent-free awareness-release &
discernment-release, having directly known & realized them for
myself right in the here-&-now. I could witness this for
myself whenever there was an opening.”
The following passage focuses less on concentration and more
on the discernment required for awakening. It’s one of the few
passages showing how the contemplation of dependent
co-arising—which was later to become one of the Buddha’s most
distinctive, if complex, teachings—played a role in leading to
his awakening. It can be read as an expanded discussion of the
third and most decisive knowledge that led to his release.
“Monks, before my self-awakening, when I was still just an
unawakened bodhisatta, the realization came to me: ‘How this
world has fallen on difficulty! It is born, it ages, it dies, it
falls away & rearises, but it does not discern the escape from
this stress, from this aging & death. O when will it discern the
escape from this stress, from this aging & death?’
“Then the thought occurred to me, ‘Aging & death exist when
what exists? From what as a requisite condition is there aging &
death?’ From my appropriate attention there came the breakthrough
of discernment: ‘Aging & death exist when birth exists. From
birth as a requisite condition comes aging & death.’ Then the
thought occurred to me, ‘Birth exists when what exists? From what
as a requisite condition comes birth?’ From my appropriate
attention there came the breakthrough of discernment: ‘Birth
exists when becoming15
exists. From becoming as a
requisite condition comes birth…’… ‘Becoming exists when
clinging/sustenance16
exists.…’… ‘Clinging/sustenance exists when craving
exists…’… ‘Craving exists when feeling exists…’… ‘Feeling exists
when contact exists…’… ‘Contact exists when the six sense media
exist…’… ‘The six sense media exist when
name-&form17
exists…’… ‘ ‘Name-&-form exists when
consciousness exists. From consciousness as a requisite condition
comes name-&-form.’ Then the thought occurred to me,
’Consciousness exists when what exists? From what as a requisite
condition comes consciousness?’ From my appropriate attention
there came the breakthrough of discernment: ‘Consciousness exists
when name-&-form exists. From name-&-form as a requisite
condition comes consciousness.’
“Then the thought occurred to me, ‘This consciousness turns
back at name-&-form, and goes no farther. It is to this
extent that there is birth, aging, death, falling away, &
re-arising, i.e., from name-&-form as a requisite condition
comes consciousness, from consciousness as a requisite condition
comes name-&-form. From name-&-form as a requisite
condition come the six sense media… Thus is the origination of
this entire mass of stress. Origination, origination.’ Vision
arose, clear knowing arose, discernment arose, knowledge arose,
illumination arose within me with regard to things never heard
before.
“Then the thought occurred to me, ‘Aging & death don’t exist
when what doesn’t exist? From the cessation of what comes the
cessation of aging & death?’ From my appropriate attention there
came the breakthrough of discernment: ‘Aging & death don’t exist
when birth doesn’t exist. From the cessation of birth comes the
cessation of aging & death.’…
“Then the thought occurred to me, ‘Birth… Becoming…
Clinging/sustenance… Craving… Feeling… Contact… The six sense
media… Name-&-form doesn’t exist when what doesn’t exist?
From the cessation of what comes the cessation of
name-&-form?’ From my appropriate attention there came the
breakthrough of discernment: ‘Name-&-form doesn’t exist when
consciousness doesn’t exist. From the cessation of consciousness
comes the cessation of name-&-form.’ Then the thought
occurred to me, ‘Consciousness doesn’t exist when what doesn’t
exist? From the cessation of what comes the cessation of
consciousness?’ From my appropriate attention there came the
breakthrough of discernment: ‘Consciousness doesn’t exist when
name-&-form doesn’t exist. From the cessation of
name-&-form comes the cessation of consciousness.’
“The thought occurred to me, ‘I have attained this path to
awakening, i.e., from the cessation of name-&-form comes the
cessation of consciousness, from the cessation of consciousness
comes the cessation of name-&-form. From the cessation of
name-&-form comes the cessation of the six sense media. From
the cessation of the six sense media comes the cessation of
contact. From the cessation of contact comes the cessation of
feeling. From the cessation of feeling comes the cessation of
craving. From the cessation of craving comes the cessation of
clinging/sustenance. From the cessation of clinging/sustenance
comes the cessation of becoming. From the cessation of becoming
comes the cessation of birth. From the cessation of birth, then
aging & death, sorrow, lamentation, pain, distress, & despair all
cease. Thus is the cessation of this entire mass of stress.
Cessation, cessation.’ Vision arose, clear knowing arose,
discernment arose, knowledge arose, illumination arose within me
with regard to things never heard before.
“It’s just as if a man, traveling along a wilderness track,
were to see an ancient path, an ancient road, traveled by people
of former times. He would follow it. Following it, he would see
an ancient city, an ancient capital inhabited by people of former
times, complete with parks, groves, & ponds, walled, delightful.
He would go to address the king or the king’s minister, saying,
‘Sire, you should know that while traveling along a wilderness
track I saw an ancient path… I followed it… I saw an ancient
city, an ancient capital… complete with parks, groves, & ponds,
walled, delightful. Sire, rebuild that city!’ The king or king’s
minister would rebuild the city, so that at a later date the city
would become powerful, rich, & well populated, fully grown &
prosperous.
“In the same way, I saw an ancient path, an ancient road,
traveled by the Rightly Self-awakened ones of former times. And
what is that ancient path, that ancient road, traveled by the
Rightly Self-awakened ones of former times? Just this noble
eightfold path: right view, right resolve, right speech, right
action, right livelihood, right effort, right mindfulness, right
concentration. That is the ancient path, the ancient road,
traveled by the Rightly Self-awakened ones of former times. I
followed that path. Following it, I came to direct knowledge of
aging & death, direct knowledge of the origination of aging &
death, direct knowledge of the cessation of aging & death, direct
knowledge of the path leading to the cessation of aging & death.
I followed that path. Following it, I came to direct knowledge of
birth… becoming… clinging/sustenance… craving… feeling… contact…
the six sense media… name-&-form… consciousness, direct
knowledge of the origination of consciousness, direct knowledge
of the cessation of consciousness, direct knowledge of the path
leading to the cessation of consciousness. I followed that
path.
“Following it, I came to direct knowledge of fabrications,
direct knowledge of the origination of fabrications, direct
knowledge of the cessation of fabrications, direct knowledge of
the path leading to the cessation of fabrications. Knowing that
directly, I have revealed it to monks, nuns, male lay followers,
& female lay followers, so that this holy life has become
powerful, rich, detailed, well populated, wide-spread, proclaimed
among devas & human beings.”
Having attained knowledge and vision, the bodhisatta was now
the Buddha, “Awakened”—or, to be more precise, the Sammā
Sambuddha: the Rightly Self-Awakened One. However, before
claiming this status to others, he evaluated his attainment,
judging it from many angles against a wide variety of standards
to make sure that it was genuine and that there was no further
work for him to do. As he engaged in this evaluation, he
continued to apply the high standards he had applied to every
step in his quest for awakening, a sign of how sincere he was
in his quest for the deathless. At the same time, he may have
anticipated charges from others that his awakening was
incomplete. This, as we will see, was a charge that Māra, for
one, continued to make. Only when the Buddha was sure that his
attainment had passed the test in every case did he claim that
he truly had reached his goal.
It’s possible that he applied these tests reflectively
during the weeks following his awakening, so it might be argued
that they should be discussed in Chapter 3, which covers the events of those
weeks. But because the Buddha’s descriptions of how the
awakening experience passed those tests helps to fill in many
of the details of what he actually learned during the
awakening, there is good reason for discussing them here.
There is no telling the actual order in which he applied
these tests, but there is a certain logical order among them.
The first order of test was to check that he had truly overcome
sensuality—in line with his threefold vision that had warned
him that sensuality was antithetical to the awakened state.
This test, in turn, required that he assure himself that he had
mastered the levels of concentration needed to free the mind
from sensual fetters.
“Even I myself, before my self-awakening, when I was still
just an unawakened bodhisatta, thought: ‘Renunciation is good.
Seclusion is good.’ But my heart didn’t leap up at renunciation,
didn’t grow confident, steadfast, or firm, seeing it as peace.
The thought occurred to me: ‘What is the cause, what is the
reason, why my heart doesn’t leap up at renunciation, doesn’t
grow confident, steadfast, or firm, seeing it as peace?’ Then the
thought occurred to me: ‘I haven’t seen the drawback of sensual
pleasures; I haven’t pursued (that theme). I haven’t understood
the reward of renunciation; I haven’t familiarized myself with
it. That’s why my heart doesn’t leap up at renunciation, doesn’t
grow confident, steadfast, or firm, seeing it as peace.’
[1] “Then the thought occurred to me: ‘If, having seen the
drawback of sensual pleasures, I were to pursue that theme; and
if, having understood the reward of renunciation, I were to
familiarize myself with it, there’s the possibility that my heart
would leap up at renunciation, grow confident, steadfast, & firm,
seeing it as peace.’
“So at a later time, having seen the drawback of sensual
pleasures, I pursued that theme; having understood the reward of
renunciation, I familiarized myself with it. My heart leaped up
at renunciation, grew confident, steadfast, & firm, seeing it as
peace. Then, quite secluded from sensuality, secluded from
unskillful qualities, I entered and remained in the first jhāna:
rapture & pleasure born of seclusion, accompanied by directed
thought & evaluation.
“As I remained there, I was beset with attention to
perceptions dealing with sensuality. That was an affliction for
me. Just as pain arises as an affliction for a healthy person,
even so the attention to perceptions dealing with sensuality that
beset me was an affliction for me.
[2] “The thought occurred to me: ‘What if, with the stilling
of directed thoughts & evaluations, I were to enter and remain in
the second jhāna: rapture & pleasure born of concentration,
unification of awareness free from directed thought &
evaluation—internal assurance.’ But my heart didn’t leap up at
being without directed thought, didn’t grow confident, steadfast,
or firm, seeing it as peace. The thought occurred to me: ‘What is
the cause, what is the reason, why my heart doesn’t leap up at
being without directed thought, doesn’t grow confident,
steadfast, or firm, seeing it as peace?’ Then the thought
occurred to me: ‘I haven’t seen the drawback of directed thought;
I haven’t pursued that theme. I haven’t understood the reward of
being without directed thought; I haven’t familiarized myself
with it. That’s why my heart doesn’t leap up at being without
directed thought, doesn’t grow confident, steadfast, or firm,
seeing it as peace.’
“Then the thought occurred to me: ‘If, having seen the
drawback of directed thought, I were to pursue that theme; and
if, having understood the reward of being without directed
thought, I were to familiarize myself with it, there’s the
possibility that my heart would leap up at being without directed
thought, grow confident, steadfast, & firm, seeing it as
peace.’
“So at a later time, having seen the drawback of directed
thought, I pursued that theme; having understood the reward of
being without directed thought, I familiarized myself with it. My
heart leaped up at being without directed thought, grew
confident, steadfast, & firm, seeing it as peace. With the
stilling of directed thoughts & evaluations, I entered and
remained in the second jhāna: rapture & pleasure born of
concentration, unification of awareness free from directed
thought & evaluation—internal assurance.
“As I remained there, I was beset with attention to
perceptions dealing with directed thought. That was an affliction
for me. Just as pain arises as an affliction for a healthy
person, even so the attention to perceptions dealing with
directed thought that beset me was an affliction for me.
[3] “The thought occurred to me: ‘What if, with the fading of
rapture, I were to remain equanimous, mindful, & alert, to sense
pleasure with the body, and to enter and remain in the third
jhāna, of which the noble ones declare, “Equanimous & mindful, he
has a pleasant abiding”?’ But my heart didn’t leap up at being
without rapture, didn’t grow confident, steadfast, or firm,
seeing it as peace.… So at a later time, having seen the drawback
of rapture, I pursued that theme; having understood the reward of
being without rapture, I familiarized myself with it. My heart
leaped up at being without rapture, grew confident, steadfast, &
firm, seeing it as peace. With the fading of rapture, I remained
equanimous, mindful, & alert, sensed pleasure with the body, and
entered and remained in the third jhāna, of which the noble ones
declare, ‘Equanimous & mindful, he has a pleasant abiding.’
“As I remained there, I was beset with attention to
perceptions dealing with rapture. That was an affliction for me.
Just as pain arises as an affliction for a healthy person, even
so the attention to perceptions dealing with rapture that beset
me was an affliction for me.
[4] “The thought occurred to me: ‘What if, with the abandoning
of pleasure & pain—as with the earlier disappearance of elation &
distress—I were to enter and remain in the fourth jhāna: purity
of equanimity & mindfulness, neither pleasure nor pain?’ But my
heart didn’t leap up at neither-pleasure-nor-pain, didn’t grow
confident, steadfast, or firm, seeing it as peace.… So at a later
time, having seen the drawback of the pleasure of equanimity, I
pursued that theme; having understood the reward of
neither-pleasure-nor-pain, I familiarized myself with it. My
heart leaped up at neither-pleasure-nor-pain, grew confident,
steadfast, & firm, seeing it as peace. With the abandoning of
pleasure & pain—as with the earlier disappearance of elation &
distress—I entered and remained in the fourth jhāna: purity of
equanimity & mindfulness, neither pleasure nor pain.”
[Similarly with the remaining concentration attainments—the
dimension of the infinitude of space, the dimension of the
infinitude of consciousness, the dimension of nothingness, up
through the dimension of neither perception nor non-perception,
concluding with these two paragraphs:]
“So at a later time, having seen the drawback of the dimension
of neither perception nor non-perception, I pursued that theme;
having understood the reward of the cessation of perception &
feeling, I familiarized myself with it. My heart leaped up at the
cessation of perception & feeling, grew confident, steadfast, &
firm, seeing it as peace. With the complete transcending of the
dimension of neither perception nor non-perception, I entered and
remained in the cessation of perception & feeling. And as I saw
(that) with discernment, effluents were completely ended.
“Ānanda, as long as I had not attained & emerged from these
nine step-by-step dwelling-attainments in forward & backward
order in this way, I did not claim to have directly awakened to
the right self-awakening unexcelled in the cosmos with its devas,
Māras, & Brahmās, with its contemplatives & brahmans, its royalty
& common people. But as soon as I had attained & emerged from
these nine step-by-step dwelling-attainments in forward &
backward order in this way, then I did claim to have directly
awakened to the right self-awakening unexcelled in the cosmos
with its devas, Māras, & Brahmās, in this generation with its
contemplatives & brahmans, its royalty & common people. Knowledge
& vision arose in me: ‘Unprovoked is my release. This is the last
birth. There is now no further-becoming.”
“There is the case, brahman, where a
certain contemplative or brahman, while claiming to be one who
rightly follows the holy life, doesn’t actually engage in
copulating with a woman but he does consent to being anointed,
rubbed down, bathed, or massaged by a woman. He enjoys that,
wants more of that, and luxuriates in that. This is a gap, a
break, a spot, a blemish of the holy life. He is called one who
lives the holy life in an impure way, one who is fettered by the
fetter of sexuality. He is not freed from birth, aging, & death,
from sorrows, lamentations, pains, griefs, and despairs. He is
not freed, I tell you, from suffering & stress.
“Or… he jokes, plays, and amuses himself with a woman. He
enjoys that, wants more of that, and luxuriates in that… “Or… he
stares into a woman’s eyes. He enjoys that, wants more of that,
and luxuriates in that…
“Or… he listens to the voices of women outside a wall as they
laugh, speak, sing, or cry. He enjoys that, wants more of that,
and luxuriates in that…
“Or… he recollects how he used to laugh, converse, and play
with a woman. He enjoys that, wants more of that, and luxuriates
in that…
“Or… he sees a householder or householder’s son enjoying
himself endowed with the five strings of sensuality. He enjoys
that, wants more of that, and luxuriates in that…
“Or… he practices the holy life intent on being born in one or
another of the deva hosts, (thinking,) ‘By this virtue or
practice or abstinence or holy life I will be a deva of one sort
or another.’ He enjoys that, wants more of that, and luxuriates
in that. This is a gap, a break, a spot, a blemish of the holy
life. He is called one who lives the holy life in an impure way,
one who is fettered by the fetter of sexuality. He is not freed
from birth, aging, & death, from sorrows, lamentations, pains,
griefs, and despairs. He is not freed, I tell you, from suffering
& stress.
“And, brahman, as long as I saw that one or another of these
seven fetters of sexuality was not abandoned in myself, I did not
claim to have directly awakened to the right self-awakening
unexcelled in the cosmos with its devas, Māras, & Brahmās, in
this generation with its contemplatives & brahmans, its royalty &
common people. But when I did not see any one of these seven
fetters of sexuality unabandoned in myself, then I did claim to
have directly awakened to the right self-awakening unexcelled in
the cosmos with its devas, Māras, & Brahmās, in this generation
with its contemplatives & brahmans, its royalty & common people.
Knowledge & vision arose in me: ‘Unprovoked is my release. This
is the last birth. There is now no further-becoming.’”
Because the bodhisatta had sought a happiness that was
beyond birth, now that he was Buddha he also had to assure
himself that his awakening surpassed all possible births, and
that his knowledge surpassed that of beings born into the
highest of all births. This was why the first and second
knowledges, which helped to provide this assurance, were an
integral part of his awakening. But as the following passage
shows, his knowledge of the range of birth came not only from
those two knowledges, but also from a mastery of the divine ear
so that he could engage the highest level of devas in
conversation to ascertain that, yes, his knowledge was
unsurpassed by theirs.
“Monks, before my self-awakening, when I was still just an
unawakened bodhisatta, I perceived light but didn’t see forms.
The thought occurred to me, ‘If I perceived light and saw forms,
this knowledge-&-vision of mine would be purer.’
“So, at a later time—staying heedful, ardent, & resolute—I
perceived light and saw forms, but I didn’t associate with those
devas, didn’t converse with them or engage them in discussion.
The thought occurred to me, ‘If I perceived light and saw forms
and associated with those devas, conversed with them, and engaged
them in discussion, this knowledge-&-vision of mine would be
purer.’
“So, at a later time—staying heedful, ardent, & resolute—I
perceived light and saw forms; and I also associated with those
devas, conversed with them, and engaged them in discussion…
“… I perceived light and saw forms; and associated with those
devas, conversed with them, and engaged them in discussion; and I
also knew of those devas that ‘These devas are from this or that
deva host’…
“… I also knew of those devas that ‘As a result of this kamma,
these devas fell away from here and reappeared there’…
“… I also knew of those devas that ‘As a result of this kamma,
these devas are nourished on such food and experience such
pleasure & pain’…
“… I also knew of those devas that ‘As a result of this kamma,
these devas have such a lifespan and are of such long
standing’…
“… I also knew of those devas whether I had previously lived
together with them or not.
“And, monks, as long as this—my eight-round heightened
deva-knowledge-&-vision—was not pure, I did not claim to have
directly awakened to the right self-awakening unexcelled in the
cosmos with its devas, Māras, & Brahmās, in this generation with
its contemplatives & brahmans, its royalty & common people. But
as soon as this—my eight-round heightened
deva-knowledge-&-vision—was truly pure, then I did claim to
have directly awakened to the right self-awakening unexcelled in
the cosmos with its devas, Māras, & Brahmās, in this generation
with its contemplatives & brahmans, its royalty & common people.
Knowledge & vision arose in me: ‘Unprovoked is my release. This
is the last birth. There is now no further-becoming.’”
To guarantee the results of his third knowledge, the Buddha
had to ensure that he had truly escaped from suffering/stress,
the first noble truth, and from its origination, the second.
This required that he not only have thorough, direct knowledge
of these two truths, but also of the third noble truth, the
cessation of suffering, and of the fourth, the path to that
cessation.
“Now, as long as I didn’t have direct knowledge of the
fourfold round with regard to these five clinging-aggregates as
they have come to be, I did not claim to have directly awakened
to the unexcelled right self-awakening in this cosmos with its
devas, Māras, & Brahmās, in this generation with its
contemplatives & brahmans, its royalty & common people. But when
I did have direct knowledge of the fourfold round with regard to
these five clinging-aggregates as they have come to be, then I
did claim to have directly awakened to the unexcelled right
self-awakening in this cosmos with its devas, Māras, & Brahmās,
in this generation with its contemplatives & brahmans, its
royalty & common people.
“The fourfold round in what way? I had direct knowledge of
form… of the origination of form… of the cessation of form… of
the path of practice leading to the cessation of form.
“I had direct knowledge of feeling.…
“I had direct knowledge of perception.…
“I had direct knowledge of fabrications.…
“I had direct knowledge of consciousness… of the origination
of consciousness… of the cessation of consciousness… of the path
of practice leading to the cessation of consciousness.”
However, the Buddha didn’t stop simply with knowledge of the
four truths. He also had to ascertain that he had discerned and
completed the duties appropriate to each.
“Vision arose, insight arose, discernment arose, knowledge
arose, illumination arose within me with regard to things never
heard before: ‘This is the noble truth of stress’ … ‘This noble
truth of stress is to be comprehended’ … ‘This noble truth of
stress has been comprehended.’
‘This is the noble truth of the origination of stress’ … ‘This
noble truth of the origination of stress is to be abandoned’ …
‘This noble truth of the origination of stress has been
abandoned.’
‘This is the noble truth of the cessation of stress’ … ‘This
noble truth of the cessation of stress is to be realized’ … ‘This
noble truth of the cessation of stress has been realized.’
“Vision arose, insight arose, discernment arose, knowledge
arose, illumination arose within me with regard to things never
heard before: ‘This is the noble truth of the way of practice
leading to the cessation of stress’ … ‘This noble truth of the
way of practice leading to the cessation of stress is to be
developed’ … ‘This noble truth of the way of practice leading to
the cessation of stress has been developed.’
“And, monks, as long as this—my three-round,
twelve-permutation knowledge & vision concerning these four noble
truths18
as they have come to be—was not pure, I did not claim to have
directly awakened to the right self-awakening unexcelled in the
cosmos with its devas, Māras, & Brahmās, in this generation with
its contemplatives & brahmans, its royalty & common people. But
as soon as this—my three-round, twelve-permutation knowledge &
vision concerning these four noble truths as they have come to
be—was truly pure, then I did claim to have directly awakened to
the right self-awakening unexcelled in the cosmos with its devas,
Māras, & Brahmās, in this generation with its contemplatives &
brahmans, its royalty & common people. Knowledge & vision arose
in me: ‘Unprovoked is my release. This is the last birth. There
is now no further-becoming.’”
To guarantee that he had fully escaped from the first and
second noble truths, the Buddha had to ascertain that he had
seen through the allure of everything that could count as
suffering/stress and its origination, and that he had gained
his escape from those phenomena by seeing that their drawbacks
far outweighed their allure.
“Monks, before my self-awakening, when I was still just an
unawakened bodhisatta, the thought occurred to me: ‘What is the
allure of form? What is its drawback? What is its escape?
“‘What is the allure of feeling? What is its drawback? What is
its escape?
“‘What is the allure of perception? What is its drawback? What
is its escape?
“‘What is the allure of fabrications? What is their drawback?
What is their escape?
“‘What is the allure of consciousness? What is its drawback?
What is its escape?’
“Then the thought occurred to me, ‘Whatever pleasure & joy
arises dependent on form: That is the allure of form. The fact
that form is inconstant, stressful, subject to change: That is
the drawback of form. The subduing of desire & passion, the
abandoning of desire & passion for form: That is the escape from
form.
[Similarly with feeling, perception, fabrications, &
consciousness.]
“Monks, as long as I did not have direct knowledge, as it had
come to be, of the allure as allure, of the drawback as drawback,
and of the escape as escape, with regard to these five
clinging-aggregates, I did not claim to have directly awakened to
the right self-awakening unexcelled in the cosmos with its devas,
Māras, & Brahmās, in this generation with its contemplatives &
brahmans, its royalty & common people.
“But when I did have direct knowledge, as it had come to be,
of the allure as allure, the drawback as drawback, and the escape
as escape, with regard to these five clinging-aggregates, then I
did claim to have directly awakened to the right self-awakening
unexcelled in the cosmos with its devas, Māras, & Brahmās, in
this generation with its contemplatives & brahmans, its royalty &
common people.
“Knowledge & vision arose in me: ‘Unprovoked is my release.
This is the last birth. There is now no further-becoming.’”
“Now, as long as I did not have direct
knowledge, as it has come to be, of the allure as the allure, of
the drawback as the drawback, and of the escape as the escape
with regard to these four properties [earth, water, wind, &
fire]… these six internal sense-media… these six external sense
media… the cosmos, I did not claim to have directly awakened to
the unexcelled right self-awakening in this cosmos with its
devas, Māras, & Brahmās, in this generation with its
contemplatives & brahmans, its royalty & common people. But when
I did have direct knowledge (of these things) as they have come
to be, then I did claim to have directly awakened to the
unexcelled right self-awakening in this cosmos with its devas,
Māras, & Brahmās, in this generation with its contemplatives &
brahmans, its royalty & common people.”
The fact that the Buddha’s standards for awakening included
the ability to find the escape from the first and second noble
truths might be expected. But if his awakening had truly taken
him to an unfabricated dimension, it had to be separate from
the path of action that had led him there. This meant that he
also had to have had acquired direct knowledge of the allure
and drawbacks of—and escape from—the five faculties, which are
equivalent to the fourth noble truth: the path of practice
leading to the cessation of suffering/stress.
“Monks, there are these five faculties. Which five? The
faculty of conviction, the faculty of persistence, the faculty of
mindfulness, the faculty of concentration, the faculty of
discernment.
“Now, as long as I did not have direct knowledge, as it has
come to be, of the origination, the passing away, the allure, the
drawbacks of—and the escape from—these five faculties, I did not
claim to have directly awakened to the unexcelled right
self-awakening in this cosmos with its devas, Māras, & Brahmās,
in this generation with its contemplatives & brahmans, its
royalty & common people. But when I did have direct knowledge, as
it has come to be, of the origination, the passing away, the
allure, the drawbacks of—and the escape from—these five
faculties, then I did claim to have directly awakened to the
unexcelled right self-awakening in this cosmos with its devas,
Māras, & Brahmās, in this generation with its contemplatives &
brahmans, its royalty & common people.
“Knowledge & vision arose in me: ‘Unprovoked is my release.
This is the last birth. There is now no further-becoming.’”
In other words, all cases of awakening, to be genuine, have
to escape even from the path of practice that leads there. This
is why the Buddha later compared the path to a raft that is
used to cross over a river but has to be abandoned on reaching
the far shore.
Having guaranteed the completeness of his awakening, the
Buddha could be assured that he had fulfilled the original
desire that led to his quest: He had found total freedom—an
unborn, undying dimension beyond the reach of aging, illness,
death, and repeated birth.
“Then, monks, being subject myself to birth, seeing the
drawbacks of birth, seeking the unborn, unexcelled rest from the
yoke—unbinding—I reached the unborn, unexcelled rest from the
yoke: unbinding. Being subject myself to aging… illness… death…
sorrow… defilement, seeing the drawbacks of aging… illness…
death… sorrow… defilement, seeking the aging-less, illness-less,
deathless, sorrow-less, unexcelled rest from the yoke—unbinding—I
reached the aging-less, illness-less, deathless, sorrow-less,
unexcelled rest from the yoke: unbinding. Knowledge & vision
arose in me: ‘Unprovoked is my release. This is the last birth.
There is now no further-becoming.’”
“When the Tathāgata awakens to the
unexcelled right self-awakening, the earth shakes & shivers,
quivers & quakes.”
Through the round of many births I roamed
without reward,
without rest,
seeking the house-builder.
Painful is birth again
& again.
House-builder, you’re seen!
You will not build a house again.
All your rafters broken,
the ridge pole dismantled,
immersed in dismantling, the mind
has attained to the end of craving.
I have heard that on one occasion the Blessed One was
traveling along the road between Ukkaṭṭha and Setabya, and Doṇa
the brahman was also traveling along the road between Ukkaṭṭha
and Setabya. Doṇa the brahman saw, in the Blessed One’s
footprints, wheels with one thousand spokes, together with rims
and hubs, complete in all their features. On seeing them, the
thought occurred to him, “How amazing! How astounding! These are
not the footprints of a human being!”
Then the Blessed One, leaving the road, went to sit at the
root of a certain tree—his legs crossed, his body erect, with
mindfulness established to the fore. Then Doṇa, following the
Blessed One’s footprints, saw him sitting at the root of the
tree: confident, inspiring confidence, his senses calmed, his
mind calmed, having attained the utmost control & tranquility,
tamed, guarded, his senses restrained, a nāga. On seeing
him, he went to him and said, “Master, are you a deva?”
“No, brahman, I am not a deva.”
“Are you a gandhabba?”
“No.…”
“… a yakkha?”
“No.…”
“… a human being?”
“No, brahman, I am not a human being.”
“… Then what sort of being are you?”
“Brahman, the effluents by which—if they were not abandoned—I
would be a deva: Those are abandoned by me, their root destroyed,
made like a palmyra stump—deprived of the conditions of
development, not destined for future arising. The effluents by
which—if they were not abandoned—I would be a gandhabba… a
yakkha… a human being: Those are abandoned by me, their root
destroyed, made like a palmyra stump—deprived of the conditions
of development, not destined for future arising.
“Just like a red, blue, or white lotus—born in the water,
grown in the water, rising up above the water—stands unsmeared by
the water, in the same way, I—born in the world, grown in the
world, having overcome the world—live unsmeared by the world.
Remember me, brahman, as ‘awakened.’
Chapter One
The Noble Search
The famous account of the bodhisatta’s original impulse in this lifetime to search for awakening—in which he had never seen an old person, a sick person, a dead person, or a wilderness mendicant until after becoming an adult—isn’t found in the Pāli Canon. Instead, the Canon’s accounts are simpler and psychologically much more realistic. It was not the case that he hadn’t seen these things when he was a child. It was just that their implications didn’t yet fully hit home. When they did, he decided that a life spent in pursuit of happiness in things that age, grow ill, and die was a life thrown to waste. Not only that, the need to compete for happiness in these things meant that he would have to engage in conflict and do harm—all for things that would eventually have to slip through his fingers. These were the realizations that inspired him to look for a noble happiness: one that would last and also be peaceful, in that it would require no harm or conflict in finding and maintaining it. In his words, this was a search for “what might be skillful.” He was searching not for his true self or even for truth in the abstract, but rather for a path of action that would yield a happiness meeting his high standards.
One of the longest accounts of the bodhisatta’s quest for awakening is contained in MN 36. This passage—interspersed with passages from other parts of the Canon—provides the main framework for the following presentation. It’s an example of how the Buddha’s autobiographical narratives were sometimes sparked by a particular event—in this case, Saccaka Aggivessana’s insinuation that perhaps the bodhisatta’s ability to keep his mind from being invaded by pleasure and pain was due to the fact that he never experienced pleasures or pains that were especially intense. This remark provided the occasion for the Buddha to enumerate the extreme pleasures and pains he experienced in the course of his search for awakening but that, despite their intensity, did not invade his mind. Thus the frequent refrain through the following pages: “But the painful/pleasant feeling that arose in this way did not invade my mind or remain.”
As we will see in Chapter 6, when the bodhisatta left home, he left not only his parents but also a wife and young son. For some reason, they are not mentioned in the Canon’s accounts of events prior to his awakening. Later versions of the story, however, gave them a major role in showing how heart-rending a choice it was for the bodhisatta to go forth.
After leaving his home in Kapilavatthu, in the northwest, he made his way to the far south of the lands of the Ariyans: Rājagaha, the capital city of the kingdom of Magadha. He probably would have taken the road along the Gandak River, passing through Kusinārā, then the territories of the Mallans, Vajjis, and Licchavis, to the River Ganges, the northern frontier of Magadhan territory. It was on this same road, going in the opposite direction, that his final journey was to take place many years later.
A recurrent theme in the Buddha’s accounts of his search for awakening was his experimental approach. He would try a course of action and then evaluate the results. If they didn’t meet up with his standards, he would look for the cause in his own actions and ask himself what he might do differently. Coming up with a possible solution, he would then experiment with that. It was through this process of trial and error, carefully observed, that he eventually arrived at trial and success. He began his experiments under the direction of two teachers, but then—dissatisfied with the results—started to experiment on his own.
Here it’s worth pausing to pose the question of how Āḷāra Kālāma and Uddaka Rāmaputta taught the bodhisatta to reach the dimensions of nothingness and neither perception nor non-perception. In the Canon’s standard descriptions of how these dimensions are attained, they follow on the four jhānas. But if these two teachers taught the four jhānas as preliminary steps to those dimensions, it raises the question: Why, when the bodhisatta was later looking for a new way to approach the deathless, did he have to cast all the way back to his childhood for a memory of the first jhāna? Couldn’t he have simply referred to his experience under them? And why couldn’t he simply have used the states he learned under his teachers as a basis for liberating insight? After all, several suttas, such as AN 9:36 and MN 52, list the dimensions of nothingness and neither perception nor non-perception as possible bases for liberating insight.
One possible answer is that Āḷāra and Uddaka taught alternative routes to those dimensions, rather than through the four jhānas. And the Canon itself lists a few such alternatives, which the bodhisatta may have learned from his two teachers. MN 106 is especially instructive on this question, listing three possible methods for attaining the dimension of nothingness, and a method for attaining the dimension of neither perception nor non-perception.’
Among the three ways to attain the dimension of nothingness, the first describes the standard route, detailing the lessons that can be learned by approaching that dimension through the practice of the four jhānas and two imperturbable states: the dimension of the infinitude of space and the dimension of the infinitude of consciousness. These lessons—about sensuality, form, and perception—are precisely the lessons that are useful in developing insight into how the mind shapes its experience through the processes of the three types of fabrication (intentional action): bodily, verbal, and mental.3 That is why a person who has followed this path to the dimension of nothingness would be primed to use a contemplation of that attainment to gain liberating insight. The remaining two methods, however—and this is true also of the method given here for attaining the dimension of neither perception nor non-perception—do not provide these lessons, which is why a person who reaches these attainments through these alternative methods would not be primed in that way.
To resume the story of the bodhisatta’s search:
The Buddha related the events just prior to his awakening several times in the discourses, choosing to include different details in the different accounts, apparently in response to the audience and the situation. In the following account, he emphasizes the role of right resolve in leading to concentration. In other passages, he emphasizes his mastery of concentration, and in still others, the questioning that led to discernment.
What was the theme the bodhisatta focused on to bring the mind into the jhānas? The following passage indicates that he was focused on the breath.
The jhāna attained through focusing on the breath provided the bodhisatta not only with a way to rest the mind from its harmless thoughts, but also with an alternative pleasure to sensuality that helped make him resistant to temptation by sensual thoughts.
The first four truths to which the Buddha awakened in this third knowledge—the truths of stress, its origination, its cessation, and the way leading to its cessation—became the central teaching in the Dhamma he taught. He called these truths “noble,” although he never explained why. Perhaps it was because they gave guidance to the noble search. What he did say was that they were the distinctive teaching of all Buddhas. As Ven. Sāriputta, one of his chief disciples later stated (MN 28), all skillful qualities are contained within these four noble truths, just as all the footprints of animals with feet can be contained in the footprint of an elephant.
As MN 36 shows, the Buddha’s awakening required that he develop both concentration and discernment. The following two passages go into more detail on his mastery of concentration.
As the following account shows, the Buddha attained more than three knowledges based on concentration in the course of his awakening. We don’t know why he reported only the three in his more famous accounts. Perhaps he omitted the other knowledges because they didn’t provide him with any insights helpful for the purpose of developing right view.
The following passage focuses less on concentration and more on the discernment required for awakening. It’s one of the few passages showing how the contemplation of dependent co-arising—which was later to become one of the Buddha’s most distinctive, if complex, teachings—played a role in leading to his awakening. It can be read as an expanded discussion of the third and most decisive knowledge that led to his release.
Having attained knowledge and vision, the bodhisatta was now the Buddha, “Awakened”—or, to be more precise, the Sammā Sambuddha: the Rightly Self-Awakened One. However, before claiming this status to others, he evaluated his attainment, judging it from many angles against a wide variety of standards to make sure that it was genuine and that there was no further work for him to do. As he engaged in this evaluation, he continued to apply the high standards he had applied to every step in his quest for awakening, a sign of how sincere he was in his quest for the deathless. At the same time, he may have anticipated charges from others that his awakening was incomplete. This, as we will see, was a charge that Māra, for one, continued to make. Only when the Buddha was sure that his attainment had passed the test in every case did he claim that he truly had reached his goal.
It’s possible that he applied these tests reflectively during the weeks following his awakening, so it might be argued that they should be discussed in Chapter 3, which covers the events of those weeks. But because the Buddha’s descriptions of how the awakening experience passed those tests helps to fill in many of the details of what he actually learned during the awakening, there is good reason for discussing them here.
There is no telling the actual order in which he applied these tests, but there is a certain logical order among them. The first order of test was to check that he had truly overcome sensuality—in line with his threefold vision that had warned him that sensuality was antithetical to the awakened state. This test, in turn, required that he assure himself that he had mastered the levels of concentration needed to free the mind from sensual fetters.
Because the bodhisatta had sought a happiness that was beyond birth, now that he was Buddha he also had to assure himself that his awakening surpassed all possible births, and that his knowledge surpassed that of beings born into the highest of all births. This was why the first and second knowledges, which helped to provide this assurance, were an integral part of his awakening. But as the following passage shows, his knowledge of the range of birth came not only from those two knowledges, but also from a mastery of the divine ear so that he could engage the highest level of devas in conversation to ascertain that, yes, his knowledge was unsurpassed by theirs.
To guarantee the results of his third knowledge, the Buddha had to ensure that he had truly escaped from suffering/stress, the first noble truth, and from its origination, the second. This required that he not only have thorough, direct knowledge of these two truths, but also of the third noble truth, the cessation of suffering, and of the fourth, the path to that cessation.
However, the Buddha didn’t stop simply with knowledge of the four truths. He also had to ascertain that he had discerned and completed the duties appropriate to each.
To guarantee that he had fully escaped from the first and second noble truths, the Buddha had to ascertain that he had seen through the allure of everything that could count as suffering/stress and its origination, and that he had gained his escape from those phenomena by seeing that their drawbacks far outweighed their allure.
The fact that the Buddha’s standards for awakening included the ability to find the escape from the first and second noble truths might be expected. But if his awakening had truly taken him to an unfabricated dimension, it had to be separate from the path of action that had led him there. This meant that he also had to have had acquired direct knowledge of the allure and drawbacks of—and escape from—the five faculties, which are equivalent to the fourth noble truth: the path of practice leading to the cessation of suffering/stress.
In other words, all cases of awakening, to be genuine, have to escape even from the path of practice that leads there. This is why the Buddha later compared the path to a raft that is used to cross over a river but has to be abandoned on reaching the far shore.
Having guaranteed the completeness of his awakening, the Buddha could be assured that he had fulfilled the original desire that led to his quest: He had found total freedom—an unborn, undying dimension beyond the reach of aging, illness, death, and repeated birth.